Search results
HF Foods Settles Fraud Charges With SEC, to Pay $3.9 Million Fine
The Wall Street Journal· 41 minutes agoThe Securities and Exchange Commission said it had settled fraud charges against food-distributor HF...
Keith Gill’s GameStop Trades Pose Conundrum for Market Cops
The Wall Street Journal· 2 hours agoFor the SEC to sue Gill for manipulation, it would need evidence that he deceived the market in some...
Fisker Inc. bankruptcy looms as latest SEC filing shows it has defaulted on a $3.5 million loan
Electrek· 5 hours agoA recent 8-K filing submitted by Fisker Inc. is painting a grim picture for the EV automaker’s...
Ethereum ETFs in Turmoil as SEC Hamstrings Market Progress - EconoTimes
EconoTimes· 6 hours agoThe SEC's cautious approach to licensing Ethereum ETFs has stirred turmoil in the crypto market. In...
Steve Sarkisian Has Built Texas to Be SEC Ready Since Day 1
Sports Illustrated· 5 hours agoWhen Texas Longhorns head coach Steve Sarkisian first interviewed for the head coaching job in...
SEC.gov | Remarks at the Harvard Law School Program on International Financial Systems, 2024...
U.S. Securities and Exchange Commission· 16 hours agoToday is a particularly special day for the U.S. Securities and Exchange Commission (“SEC” or the “Commission”). On this date ninety years ago, President Franklin D. Roosevelt ...
SEC newcomer Oklahoma is already the biggest liability to win the conference at one sportsbook
For The Win· 7 hours agoOklahoma is preparing to play its first season as a member of the SEC and bettors are expecting...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 4 hours agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act ...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 3 hours agoAn outside advisory panel to the SEC, the commission’s Investor Advisory Committee, took up the...
SEC Enforcement Director Outlines His View of Effective Cooperation | JD Supra
JD Supra· 16 hours agoIn February 2024, we published an alert discussing the significant benefits of prompt self-reporting and cooperation during a US Securities and...