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Comerica Bank N.A, OCC Enters Agreement Over Compliance Issues (Revised)
Zacks via Yahoo Finance· 2 hours agoIn early May, Robinhood Markets, Inc. HOOD received a notice from the Securities and Exchange...
SEC slaps NYSE's parent company with $10M fine over delay in cyber reporting
ZDNet· 4 days agoYork Stock Exchange, about a cybersecurity breach. The US-based operator of financial exchanges and...
Big Ten and SEC are again the top conferences in revenue with athlete pay plan on horizon
San Antonio Express-News· 3 days agoThe five leagues combined to generate $3.55 billion in the 2022-23 fiscal year, with the Big Ten ...
Big Ten, SEC remained top conferences in revenue for 2022-23 | Chattanooga Times Free Press
Chattanooga Times Free Press· 2 days agoThe five leagues combined to generate $3.55 billion in the 2022-23 fiscal year, with the Big Ten ...
SEC cybersecurity and climate rules: Where are they now?
Reuters· 6 days agoBack when the Securities and Exchange Commission (SEC) released its 2022 and 2023 Examination...
The SEC slaps NYSE's parent company with a $10M fine for not immediately reporting a hack
ZDNet· 4 days agoThe US Securities and Exchange Commission (SEC) has slapped the Intercontinental Exchange (ICE) with...
SEC slaps NYSE parent firm with $10M penalty for cyber reporting failure - InvestmentNews
InvestmentNews· 5 days agoThe federal securities regulator says the exchange giant took four days to report a vulnerability in...
SEC Fines NYSE Owner $10 Million for Not Quickly Reporting Hack
Bloomberg via Yahoo Finance· 5 days ago..., Inc., which owns the New York Stock Exchange, agreed to pay $10 million to settle Securities...
Aggies Freshman Gavin Grahovac Named SEC Freshman of the Year
Sports Illustrated· 5 days agoThis season was his first at the collegiate level while he was the first batter to swing for the...
The SEC’s SolarWinds Case: What CISOs Should Do Now
Dark Reading· 3 days agoIn October 2023, the Securities and Exchange Commission (SEC) dramatically altered the landscape for security professionals by initiating a...