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1. • 

     LPL adds $215M advisor pair in California - InvestmentNews

     InvestmentNews· 9 hours ago

     With more than six decades of collective industry experience, the advisor duo are coming over from...

2. • 

     Learn More About Christopher Cannon CFA in Daytona Beach, FL.

     US News & World Report· 4 hours ago

     Christopher Cannon is a financial advisor in Daytona Beach, FL, and have earned their CFA. This...

3. • 

     Stratos Wealth Advisors expands in Ohio - InvestmentNews

     InvestmentNews· 10 hours ago

     The national RIA adds a two-advisor wealth planning practice, led by a five-decade industry veteran,...

4. • myCIO Promotes William Stanley to Partner effective April 1, 2024

     FOX 5 San Diego· 6 days ago

     PHILADELPHIA, May 23, 2024 /PRNewswire/ -- myCIO Wealth Partners LLC (myCIO), one of the largest independent registered investment advisors< ...

5. • 

     Learn More About Caren Cardin in Daytona Beach, FL.

     US News & World Report· 4 hours ago

     Caren Cardin is a financial advisor in Daytona Beach, FL. Find a financial advisor who specializes in the area of expertise you require. An advisor ...

6. • JD Supra: The New Fiduciary Rule

     JD Supra· 4 hours ago

     On April 25, 2024, the Department of Labor published its final regulation on fiduciary advice, and the related exemptions, in the Federal Register. The regulation defines ...

7. • myCIO Promotes William Stanley to Partner effective April 1, 2024

     Benzinga· 6 days ago

     PHILADELPHIA, May 23, 2024 /PRNewswire/ -- myCIO Wealth Partners LLC (myCIO), one of the largest independent registered investment advisors< ...

8. • 

     Semler Scientific Announces Bitcoin Treasury Strategy

     Investing.com· 2 days ago

     Semler Scientific (NASDAQ: SMLR ), Inc. (Nasdaq: SMLR) announced today that its board of directors...

9. • SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies | JD...

     JD Supra· 6 days ago

     On May 16, 2024, the SEC amended Regulation S-P to impose new data privacy and security requirements on broker-dealers, registered investment advisers, ...

10. • NAIC Takes Dive Start on Investment Management Agreements With New Guidance for Insurers | JD Supra

      JD Supra· 7 days ago

      This included receiving the Risk-Focused Surveillance (E) Working Group’s report of the Affiliated Investment Management Agreement Drafting Group’s work addressing the regulatory ...