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US appeals court strikes down SEC private equity, hedge fund oversight rule
Reuters via Yahoo Finance· 4 days agoIn a 3-0 decision on Wednesday, the New Orleans-based 5th U.S. Circuit Court of Appeals ruled in...
Crypto’s Latest Privacy Battle
CoinDesk via Yahoo Finance· 4 days agoAt the end of May the U.S. Security and Exchange Commission's (SEC) newest mass surveillance tool – the Consolidated Audit Trail (CAT) – went "fully...
Anchorage Digital Not Impacted By SAB 121 But Strongly Supports Its Repeal Or Withdrawal | Crowdfund...
Crowdfund Insider· 4 days agoThe goal of SAB 121—to ensure that investors are “informed about the risks involved in the custody...
Mind SEC’s new data breach rules, says Finra - InvestmentNews
InvestmentNews· 3 days agoFinra is calling on all its member firms to take heed and take action as new SEC rules that stiffen...
Chicago Fed Warns of 'Fire Sale' Risk After Insurers Load Up on Private Debt
The Wall Street Journal· 6 days agoU.S. life insurers are piling into higher-returning but illiquid and opaque privately placed debt,...
After SEC lawsuit, former Jacksonville investment adviser charged with $2.7 million fraud
The Florida Times-Union via Yahoo Finance· 6 days agoJared Dean Eakes, 32, was indicted last week on four counts of wire fraud affecting 17 clients...was...
Banking Agencies Re-Propose Rules on Incentive-Based Compensation
The National Law Review· 6 days agoOn May 6, the Federal Deposit Insurance Corp. (FDIC), Office of the Comptroller of the Currency...
US appeals court strikes down SEC private equity, hedge fund oversight rule By Reuters
Investing.com· 4 days agoIn a 3-0 decision on Wednesday, the New Orleans-based 5th U.S. Circuit Court of Appeals ruled in...
SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 5 days agoThe Proposed Rule would require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification programs (CIPs) ...
Floify’s head of marketing Courtney Dodd named to HousingWire’s 2024 Marketing Leaders list
Digital Journal· 6 days agoFloify, the mortgage industry’s leading point-of-sale (POS) solution, today announced that its Head...