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SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs...
JD Supra· 6 days agoTreasury Department announced a joint notice of proposed rulemaking that would require investment advisers to take steps to verify their customers’ identities. The rule would apply to registered ...
Request for Comments on FinCEN and SEC rule on CIP | JD Supra
JD Supra· 4 days agoReg. 44571, requesting comments on the proposed requirement that certain investment advisers (“RIAs”) and exempt reporting advisors (“ERAs”), such as hedge funds, private ...
SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers | JD Supra
JD Supra· 7 days agoDepartment of the Treasury’s Financial Crimes Enforcement Network (FinCEN) released a joint notice of a proposed rulemaking (NPRM) that would require federally registered investment advisers ...
SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain...
JD Supra· 7 days agoUnder the CIP Rules, each RIA and ERA would be required to “establish, document and maintain a written customer identification program (CIP) appropriate for its size and business,” as a...
National Wine Day 2024 deals, trends and recs: From crisp white wines to barrel-aged reds
USA TODAY via Yahoo News· 4 days agoLike crisp whites? Try Albariño whites. "Coming from the northwest (or “green”) Spain region of Rias...
SEC Adopts Updated Cybersecurity Rules
WealthManagement.com· 4 days agoAs coincidence would have it, the SEC adopted its updated cybersecurity rule changes on the same day that international brokerage and custodian...
Healthcare Stocks Are Catching Up. That’s a Warning Sign for Investors.
InvestorPlace via Yahoo Finance· 6 days agoThe stock market is silently screaming “watch out.” Yes, the S&P 500 is back at its highs, but as I’ve noted repeatedly, defensive stocks are driving those gains. Utility stocks have been ringing ...
National Wine Day 2024 deals, trends and recs: From crisp white wines to barrel-aged reds
USA Today· 4 days agoGet your corkscrew – or rabbit wine opener – ready. It's almost time for National Wine Day, which is...
Mesirow Advises AB Airbags, Inc. on its Sale to Shur-Co, a Portfolio Company of Behrman Capital
Forrest City Times-Herald· 5 days agoRick Weil (Managing Director) and Chris Yike (Director) served as transaction leadsAB Airbags'...
Digital Photographer's Shot Of The Month: 'Little Egret in a Changing Landscape'
Digital Camera World via Yahoo News· 4 days agoThis photograph captures the resilience of the Egret navigating a changing environment. As rising...