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SEC chair Gensler cautions crypto exchanges on enforcement
Forkast News via Yahoo Finance· 3 days agoU.S Securities and Exchange Commission (SEC) Chairman Gary Gensler issued a warning to...
Fifth Circuit Vacates New Private Funds Rules | JD Supra
JD Supra· 3 days agoIn August 2023 the Securities and Exchange Commission adopted final rules that sought to implement sweeping changes to the private funds industry. The Fifth Circuit Court of Appeals issued a ...
Crypto Biz: ARK drops bid for spot Ether ETF, miners adapt after halving, and more
The Cointelegraph· 1 day agoIn a sudden decision, investment firm 21Shares submitted a filing to the Securities and Exchange Commission in the late afternoon of Friday, May 31, to rename its proposed spot Ether (ETH) exchange-traded ...
Court Loss Leaves SEC With Tough Choices in Private-Equity Reform Push
The Wall Street Journal· 3 days agoThe Securities and Exchange Commission’s efforts to clean up what it sees as abuses in the...
HF Foods Settles Fraud Charges With SEC, to Pay $3.9 Million Fine
The Wall Street Journal· 2 days agoThe Securities and Exchange Commission said it had settled fraud charges against food-distributor HF...
SEC to Shutter Office Behind Failed DEBT Box Crypto Lawsuit
CoinDesk via Yahoo Finance· 4 days agoThe Securities and Exchange Commission's Salt Lake City office – notorious in the crypto world for...
SEC.gov | SEC Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and...
U.S. Securities and Exchange Commission· 4 days agoThe Securities and Exchange Commission has commenced its biennial collection of Diversity Self-Assessment Submissions from Regulated Entities. Engaging in a self-assessment provides an opportunity ...
SEC.gov | Andreas Bechtolsheim
U.S. Securities and Exchange Commission· 15 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26014 / June 3, 2024 Securities and Exchange Commission v. Andreas Bechtolsheim, Civ. Action No. 5:24-cv-01845-PCP (N.D. Cal. filed Mar. 26, 2024) SEC Obtains Final Judgment Against
Financial Services Group Sues SEC, Seeks Disclosure of Agency's Enforcement Procedures | National...
Law.com· 1 day agoA financial services industry group has sued the U.S. Securities and Exchange Commission in an...
Here’s what to know about the new Texas Stock Exchange
FOX 4 News Dallas - Fort Worth· 1 day agoA new stock exchange is being formed in Texas and is seeking to challenge the New York Stock...