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SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 5 days agoOn May 16, 2024, the Securities and Exchange Commission (SEC) adopted final amendments to Regulation S-P, one year after issuing the proposed amendments (discussed here). Regulation S-P is a ...
ASP Isotopes and Calidi Biotherapeutics Interviews to Air on the RedChip Small Stocks, Big Money(TM)...
Digital Journal· 4 days agoORLANDO, FL / ACCESSWIRE / May 24, 2024 / RedChip Companies will air interviews with ASP Isotopes Inc. (Nasdaq:ASPI) and Calidi Biotherapeutics Inc. (NYSE American:CLDI) on the RedChip Small ...
SEC and FinCEN Propose Customer Identification Rule for Registered Investment | JD Supra
JD Supra· 5 days agoEnforcement Network (FinCEN) issued a proposed rule on May 13, 2024 (Proposed Rule), which could have sweeping effects on the practices of both Registered Investment Advisers (RIAs& ...
myCIO Promotes William Stanley to Partner effective April 1, 2024
FOX 5 San Diego· 5 days agoPHILADELPHIA, May 23, 2024 /PRNewswire/ -- myCIO Wealth Partners LLC (myCIO), one of the largest independent registered investment advisors (RIAs) in the country, has promoted ...
How to choose a turnkey asset management platform - InvestmentNews
InvestmentNews· 5 days agoWhile this is a great practice, the hands-on financial advisor could make better use of their time...
Lawsuit, leadership changes, and the culture at Carson Group
InvestmentNews· 5 days agoRecent leadership changes at Carson Group and a bombshell lawsuit against it have raised questions...
Kelly Rowland Scolded An “Aggressive” Security Guard At Cannes Film Festival, Here’s Why
Vibe Magazine· 6 days agoWhile walking the red carpet at the 2024 Cannes Film Festival, Kelly Rowland found herself having to...
An Even Bigger Surge in Palladium Prices Could Be Around the Corner
InvestorPlace· 4 days agoWhile investors are focused on gold and silver, the time to start focusing on palladium may be here....
Rinaldo Alessandrini and Concerto Italiano to Release Album by Composer Stradella Mottetti
Broadway World· 4 days agoRinaldo Alessandrini and Concerto Italiano continue their exploration of 17th century Italian motets...
Money Laundering, Terrorist Financing, and Investment Advisors – Yes, Financial Crime is Borderless...
JD Supra· 4 days agoThere is a growing acknowledgement that money laundering and terrorist financing is borderless and legal entity-agnostic, just as it is already known that cybercriminals and the means to commit ...
