Search results
Bobby L Burns named to Marquis Who's Who in 2024
Digital Journal· 2 days agoL Burns, a distinguished financial advisor, has been honored by Marquis Who's Who for his exceptional expertise in finance and over 20 years of dedication to taxes and financial ...
SEC Tightens Cybersecurity Requirements with Regulation S-P Amendments
The National Law Review· 1 day agoFor covered institutions (generally, broker-dealers, investment companies, registered investment...
Learn More About Matthew Alberding in Durham, NC.
US News & World Report· 6 days agoMatthew Alberding is a financial advisor in Durham, NC. Find a financial advisor who specializes in the area of expertise you require. An advisor ...
What Advisers Need to Know Now About Giving Rollover Advice after September 23, 2024 | JD Supra
JD Supra· 5 days agoOn April 25, 2024, the Department Of Labor (DOL) published its latest attempt to update the definition of an investment advice fiduciary, the Retirement Security Rule (the ...
OpenAI, LinkedIn execs back Boulder fintech in seed funding round - Denver Business Journal
The Business Journals· 3 days agoCo-founded by two Boulder-based entrepreneurs, Brightwave said the financial services industry has...
Learn More About Claudia Bingham in Duluth, GA.
US News & World Report· 5 days agoClaudia Bingham is a financial advisor in Duluth, GA. Find a financial advisor who specializes in the area of expertise you require. An advisor ...
Rachel Behar
The National Law Review· 5 days agoRachel Behar is an Associate in Vedder Price’s New York office and a member of the firm’s Investment Services group. Ms. Behar concentrates her practice ...
SEC Modernizes Data Protection Rules for Safeguarding Customer Information | JD Supra
JD Supra· 4 days agoThe amendments apply to broker-dealers, investment companies, registered investment advisers and transfer agents registered& ...
Cetera Hires Jerry Patterson to Lead Retirement, Annuity Push | PLANADVISER
PLANADVISER· 4 days agoCetera Financial Group has snagged its second high-level executive from Fidelity Investments in a little over a year as it builds out its retirement offerings for its network ...
Fidelity is winning ETF revenue-sharing deals after its service fee shook the booming industry
Market Watch· 6 days agoFidelity reached agreements with nine ETF issuers that a little over a month ago were on a list of...
