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SEC Chair Gensler Defends Embattled Private Fund Adviser Rule After 5th Circuit Defeat | National...
Law.com· 2 days agoU.S. Securities and Exchange Commission Chair Gary Gensler on Thursday defended the agency’s...
SEC chair sees spot Ether ETF S-1 approvals sometime in summer 2024
The Cointelegraph· 2 days agoIn a June 13 hearing of the Senate ...Committee discussing U.S. President Joe Biden’s 2025 budget requests for the SEC, Gensler said he expected the commission< ...
SEC bars ex-LPL advisor who aided special needs rep's trading scheme - InvestmentNews
InvestmentNews· 2 days agoThe Securities and Exchange Commission on Wednesday barred a former LPL Financial advisor who worked...
Certain Members of Congress Urge SEC to Enforce Existing Climate Disclosure Rules During Litigation...
JD Supra· 1 day agoEarlier this month, 38 Congressional Democrats (10 Senators; 28 Representatives) sent a letter to Chairman Gary Gensler of the Securities & Exchange Commission< ...
Ripple Blasts 'Disproportionate' SEC Case Fine, Cites Terraform Labs Settlement
International Business Times· 1 day agoRipple Labs, the tech company behind the Ripple payment protocol, has pushed back against the U.S....
Auxier Asset Management Sells 513 Shares of The Home Depot, Inc. (NYSE:HD)
ETF DAILY NEWS· 5 hours agoReport) by 2.0% in the fourth quarter, according to its most recent Form 13F filing with the Securities & Exchange Commission. The firm owned 25,344 shares ...
SEC appoints PCAOB chair
The Accountant via Yahoo Finance· 3 days agoThe US’ Securities and Exchange Commission (SEC) has appointed Erica Williams as chair of the Public Company Accounting Oversight Board ...
Fifth Third Bancorp (NASDAQ:FITB) Shares Sold by Raleigh Capital Management Inc.
ETF DAILY NEWS· 7 hours agoThe fund owned 12,987 shares of the financial services provider’s stock after selling 707 shares...
Ex-US SEC head William Donaldson dies at 93
Reuters via Yahoo News· 17 hours ago(Reuters) - William Donaldson, former U.S. Securities and Exchange Commission Chairman and co-founder of Wall Street investment bank Donaldson, Lufkin..
Scarborough Advisors LLC Makes New Investment in Janus Henderson AAA CLO ETF (NYSEARCA:JAAA)
ETF DAILY NEWS· 6 hours agoScarborough Advisors LLC acquired a new stake in Janus Henderson AAA CLO ETF (NYSEARCA:JAAA – Free Report) in the fourth quarter, according to its most recent disclosure with the Securities ...
