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How Advisors Can Harness the Growth Story of India
ETF Trends via Yahoo Finance· 5 days agoRegistered investment advisors are likely hearing plenty about the performance of India stocks and related ETFs. That stands to reason because over the...
SoFi Technologies (NASDAQ:SOFI) Stock Price Up 1.9% on Insider Buying Activity
ETF DAILY NEWS· 5 hours agoThe company traded as high as $7.00 and last traded at $6.96. Approximately 8,571,946 shares changed...
Foundations Investment Advisors LLC Buys 8,068 Shares of JPMorgan Chase & Co. (NYSE:JPM)
ETF DAILY NEWS· 7 days agoFoundations Investment Advisors LLC boosted its stake in JPMorgan Chase & Co. (NYSE:JPM) by 11.1%...
Ask an Advisor: I'm 65 and Going to Retire Soon. How Should I Structure My Portfolio?
SmartAsset via AOL· 20 hours agoI'm looking at different types of retirement funds. Would adding stocks that are dividend-structured...
JD Supra: The SEC Amends the Internet Adviser Exemption
JD Supra· 3 days agoOn March 27, 2024, the US Securities and Exchange Commission (SEC) adopted amendments to Rule 203A-2(e) of the Investment Advisers Act of 1940 (the Advisers Act) (the Internet ...
JD Supra: Goodbye “Five-Part Test”—DOL Finalizes New Investment Advice Fiduciary Rules
JD Supra· 8 hours agoOn April 23, 2024, the Department of Labor (“DOL”) issued final rules which expand what it means to provide fiduciary “investment advice” under the Employee Retirement Income ...
SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain ...
JD Supra· 5 days agoUnder the CIP Rules, each RIA and ERA would be required to “establish, document and maintain a written customer identification program (CIP) appropriate for its size and...
If You'd Invested $1,000 in Realty Income Stock 5 Years Ago, Here's How Much You'd Have Today
Motley Fool via Yahoo Finance· 9 hours agoShould you invest $1,000 in Realty Income right now? Before you buy stock in Realty Income, consider...
Dimensional Fund Advisors LP Purchases 434,762 Shares of Newell Brands Inc. (NASDAQ:NWL)
ETF DAILY NEWS· 1 day agoDimensional Fund Advisors LP boosted its position in Newell Brands Inc. (NASDAQ:NWL – Free Report)...
SEC and FinCEN Propose Customer Identification Rule for Registered Investment | JD Supra
JD Supra· 3 days agoThe Proposed Rule would require Advisers to implement...