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RegFi Episode 33: Gene Ludwig on Transforming Financial Regulation for Shared Economic Prosperity |...
JD Supra· 4 days agoHello, this is Jerry Buckley, and I am here with my RegFi co-host, Caroline Stapleton. Gene has had a legendary career in financial services. In 2001, Gene founded and served as CEO of Promontory ...
Louisiana Moves to Adopt NAIC's Annuity Suitability Update | ThinkAdvisor
ThinkAdvisor· 5 days agoLouisiana has joined the race to implement state-backed annuity sales standards, raising questions...
UMB/HTLF merger will push it past $50B regulatory mark - Kansas City Business Journal
The Business Journals· 5 days agoUMB Bank had about $43.7 billion in assets as of Dec. 31, below the $50 billion threshold in the Dodd-Frank Act that leads to higher ...
Updated: CFPB Extends Sec. 1071 Compliance Deadlines After Surviving Community Financial | JD Supra
JD Supra· 7 days agoUPDATE: Minutes after the below QuickStudy was published, the CFPB declared that it will issue an interim final rule to extend compliance deadlines for the Final Rule. The CFPB’s alert discussing ...
On Heels of Supreme Court Decision, CFPB Announces Updated Compliance Dates for its 1071 Rule | JD...
JD Supra· 7 days agoAs discussed here, last week the U.S. Supreme Court issued its long-awaited decision in Community Financial Services Association of America, Limited...
CFPB Announces Extensions to Section 1071 Compliance Deadlines | JD Supra
JD Supra· 4 days agoOn May 17, 2024, the Consumer Financial Protection Bureau (CFPB) announced its intention to extend the deadlines for compliance with Section 1071 of...
UMB/HTLF merger will push it past $50B regulatory mark - Albuquerque Business First
The Business Journals· 5 days agoUMB Bank had about $43.7 billion in assets as of Dec. 31, below the $50 billion threshold in the Dodd-Frank Act that leads to higher ...
FTC files opposition to petition challenging CARS Rule in the 5th Circuit | JD Supra
JD Supra· 5 days agoOn May 14, 2024, the Federal Trade Commission’s (“FTC”) filed its brief in opposition to Petitioners’ Brief in the legal challenge to the Combating Auto Retail Scams Rule (“CARS Rule”). The ...
Remarks of Enforcement Director Ian McGinley at the City Bar White Collar Institute: “Trends in the...
CFTC.gov· 3 days agoAs is customary, I’ll start with the standard disclaimer: These comments are my own and do not...