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SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 5 days agoThe Proposed Rule would require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification programs (CIPs) ...
Breakingviews: Five reasons financial disasters are hard to avoid
Reuters· 4 days agoIf we understand the causes of financial crises and how to prevent them, why do they keep happening?...
Here's why privacy advocates say automakers are spying on drivers
NBC Miami· 5 days agoOne car owner in Florida filed a lawsuit in March against General Motors and LexisNexis Risk...
US appeals court strikes down SEC private equity, hedge fund oversight rule
Colorado Springs Gazette· 5 days agoIn a 3-0 decision on Wednesday, the New Orleans-based 5th U.S. Circuit Court of Appeals ruled in...
A very basic guide to the latest GameStop stock surge for people who know nothing about finance
Yahoo News· 4 days agoWe break down everything you need to know about 'Roaring Kitty' and the GameStop stock surge —...