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Fifth Circuit Vacates SEC Private Fund Advisers Rule
The National Law Review· 5 days agoOn June 5, the US Court of Appeals for the Fifth Circuit vacated a US Securities and Exchange Commission (SEC) Rule designed to provide investors in...
SEC Finalizes Amendments to Regulation S-P
The National Law Review· 5 days agoRequiring brokers and dealers, investment companies, registered investment advisers, funding portals, and transfer agents registered ...
Bobby L Burns named to Marquis Who's Who in 2024
Digital Journal· 3 days agoL Burns, a distinguished financial advisor, has been honored by Marquis Who's Who for his exceptional expertise in finance and over 20 years of dedication to taxes and financial ...
NFTs could give Bitcoin a face-lift as it increases its blockchain demand
TechCrunch· 6 hours agoTo get a roundup of TechCrunch’s biggest and most important crypto stories delivered to your inbox...
Schwab’s Aguilar Eyes 20% Growth After $1.2 Trillion Milestone
Bloomberg via Yahoo Finance· 1 day ago(Bloomberg) -- Charles Schwab Corp.’s Omar Aguilar is eying a fresh spurt in asset growth — up to...
Fidelity® and Envestnet Expand Relationship to Deliver Next-Generation Unified Wealth & Advisory...
Morningstar· 3 days agoFidelity Investments and Envestnet (NYSE: ENV) today announced the expansion of their 20+ year relationship to deliver a comprehensive wealth and advisory
Financial Markets and Funds Quick Take | Issue 27
The National Law Review· 2 days agoKatten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets...
SEC.gov | Oral Testimony before the Subcommittee on Financial Services and General Government
U.S. Securities and Exchange Commission· 3 days agoThank you for inviting me to testify today on the Securities and Exchange Commission’s Fiscal Year (FY) 2025 budget request. As is customary, I’d like to note that my views are my own as Chair ...
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule | JD Supra
JD Supra· 6 days ago...Advisers Rule” (or the Rule) and, accordingly, vacated the Rule in full.[1] The Court’s interpretation of the SEC’s rule-making authority over private fund sponsors under Section 206(4) and 211(h) of the Investment Advisers Act of 1940 (the Advisers Act) and the Dodd-Frank Wall Street and...
Advisors' E&O insurance premiums have fallen sharply for one risk asset group
InvestmentNews· 2 days agoRIAs wanting to add cryptos and other digital assets to portfolios are in luck.
