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JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 2 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act to include a whistleblower ...
SEC’s Power to Regulate Hedge Funds Dealt Blow by Appeals Court
Bloomberg Law· 2 days agoThe Securities and Exchange Commission’s loss in court over new restrictions on hedge funds and private equity firms casts a cloud over its other plans on artificial intelligence and climate ...
Nvidia Owns These 4 Stocks. Here’s How They’re Doing.
Barrons.com· 13 hours agoFEATURE Nvidia has been one of the best-performing stocks on Wall Street since 2023, amassing...
MFT Group bank accounts, other assets frozen; Calata officials fined - BusinessWorld Online
BusinessWorld· 5 days agoTHE Securities and Exchange Commission (SEC) said the bank accounts and other assets of Maria Francesca Tan (MFT) Group of Companies, Inc. have been frozen due to alleged illegal investment ...
Robinhood Doubles Down on Crypto With Deal for Bitstamp
The Wall Street Journal· 3 days agoCRYPTO Robinhood is wading deeper into crypto with a $200 million deal for Bitstamp, despite the...
SEC approves P579.6-M NexGen Energy IPO - BusinessWorld Online
BusinessWorld· 3 days agoTHE Securities and Exchange Commission (SEC) has approved NexGen Energy Corp.’s planned initial public offering (IPO), which is intended to raise up to P579.6 million. The SEC en banc recently ...
SEC Adopts Rule Amendments to Regulation S-P to Safeguard Customer Information and Enhance...
JD Supra· 2 days agoOn May 16, 2024, the Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P to “modernize and enhance the rules that govern the treatment of consumers’ nonpublic personal ...
The FDA Could, Finally, Approve Novavax's Covid Vaccine — Is Novavax Stock A Buy?
Investor's Business Daily· 1 day agoNovavax stock rocketed to a nearly two-year high in June, thanks to a $1.3 billion deal and the...
Gary Gensler Is Now Being Asked About Bonk ETFs Following Ethereum Approvals - Decrypt
Decrypt· 3 days agoUnited States Securities and Exchange Commission (SEC) Chair Gary Gensler found himself criticizing the crypto industry on live television yet again on Wednesday—but this time, the regulator ...
TOP RANKED ROSEN LAW FIRM Encourages Masimo Corporation Investors to Inquire About Securities Class...
Digital Journal· 5 hours agoPRESS RELEASE Published June 8, 2024 NewMediaWire WHY: NEW YORK, NY - ( NewMediaWire ) - June 08, 2024 - Rosen Law Firm, a global investor rights law firm, continues to investigate potential ...