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Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
Reuters via Yahoo Finance· 3 days agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on Wednesday. The SEC last...
Former HF Foods Execs Reach SEC Settlement Amid Securities Fraud Allegations | National Law Journal
Law.com· 1 day agoTwo former executives at HF Foods Group have agreed to a settlement with the Securities and Exchange...
Crypto enthusiasts warn against naira trade ban on exchanges
The Cointelegraph· 17 hours agoOphi said Nigeria can effectively regulate the cryptocurrency industry through a framework introduced by the Nigerian Securities and Exchange Commission ...
SEC Remains Focused on Disclosure of Cybersecurity Incidents | JD Supra
JD Supra· 2 days agoThe next day, on May 22, 2024, the SEC announced that it has settled charges with The Intercontinental Exchange (ICE) relating to ICE’s alleged failure ...
Securities and Exchange Commission to close Salt Lake Regional Office
KUTV Salt Lake City· 2 days agoThe Securities and Exchange Commission will close its Salt Lake Regional Office later this year...
Peapack Gladstone Financial Corp Makes New $200,000 Investment in Fortinet, Inc. (NASDAQ:FTNT)
ETF DAILY NEWS· 17 hours ago(NASDAQ:FTNT – Free Report) during the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission (& ...
Robinhood defies the SEC by forking over $200 million for a crypto exchange
Fortune via Yahoo Finance· 2 days agoLast month, the Securities and Exchange Commission sent the company a Wells Notice, notifying it...
SEC’s Hedge Fund Rules Struck Down on Appeal. Gensler May Face More Challenges.
Barrons.com· 3 days agoIt’s a glimpse of the challenges the SEC under Gensler will face as his ambitious regulatory agenda...
SEC to close Salt Lake office after 'gross abuse of power' in Utah crypto case
KSL Salt Lake City· 5 days agoThe U.S. Securities and Exchange Commission announced Tuesday it will be closing its Salt Lake...
Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 2 days agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...