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SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 2 days ago...proposed rule follows a FinCEN proposal issued earlier this year that would expressly include RIAs and ERAs in the definition of a “financial institution” under the Bank Secrecy Act (BSA) and subject them to the same anti-money laundering (AML)/countering the financing of terrorism (CFT)...
Remarks of Enforcement Director Ian McGinley at the City Bar White Collar Institute: “Trends in the...
CFTC.gov· 13 hours agoAs is customary, I’ll start with the standard disclaimer: These comments are my own and do not...
Council Post: How AI Can Impact Onboarding At Financial Institutions
Forbes· 1 day agoBabu Sivadasan is the Co-Founder and CEO of JIFFY.ai, a no-code AI platform that enables enterprises...
Lukka Acquires Coinfirm bringing Audited Data to Blockchain Analytics, Compliance, and...
NBC 17 Raleigh· 3 days agoLukka, the global leader in enterprise digital asset data and software solutions, proudly announces its acquisition of Coinfirm, a top-tier European based blockchain analytics software company ...
Nigerian court adjourns Binance, executives' tax evasion trial to June 14
Reuters via Yahoo News· 2 days agoThe matter stalled because authorities failed to bring Tigran Gambaryan, a U.S. citizen and Binance...
'People are just not worried about being scammed'
BBC via Yahoo News· 19 hours agoIt automatically, and rapidly, trawls through millions of data points per day, unveiling hidden risks. “There...be automated,” says Strise co-founder...
James W. Wright, Jr.
The National Law Review· 2 days agoJay Wright is a partner in the firm’s Banking and Financial Services and Litigation practice groups. Jay has earned his Accredited Mortgage Professional (AMP) designation through the Mortgage ...
FinTech Focus: Catch latest developments of the week
IBS Intelligence· 7 days agoFinTechs continue to play a pivotal role in transforming and reshaping the traditional contours of the financial industry. As technology becomes...
People in the News—May 17, 2024—Williams, Saul Ewing | The Legal Intelligencer
Law.com· 7 days agoAttorney Maris J. Weiner of Williams Family Law recently participated in a panel discussion for the...
FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | JD Supra
JD Supra· 3 days agoFor investment advisers who do not currently have an AML/CFT program, this compliance obligation will create a large shift in the way they operate. A new proposed rule1 by ...