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Trading watchdog FINRA’s new post-COVID work-from-home rules ‘causing headaches’
Market Watch· 2 days ago“FINRA adopted rules that are intended to facilitate remote work, but those rules are cumbersome, ...
Small Business - The Roanoke-Chowan News-Herald | The Roanoke-Chowan News-Herald
Roanoke-Chowan News-Herald· 6 days agoArcelorMittal (‘the Company’ or ‘the Issuer’) priced yesterday an offering of US$500 million aggregate principal amount of 6.00% notes due 17 June 2034 and US$500 million ...
SEC.gov | Investment Research, Revisited: Remarks to the International Bar Association’s Asset...
U.S. Securities and Exchange Commission· 6 days agoIt is an exciting time to be in the city, with the Boston Celtics competing at this moment for the NBA championship. Despite our differences around the world, one constant is that the effectiveness ...
Small Business - The Roanoke-Chowan News-Herald | The Roanoke-Chowan News-Herald
Roanoke-Chowan News-Herald· 6 days agoING announced today that, as part of our €2.5 billion share buyback programme announced on 2 May 2024, the company repurchased 3,071,262 shares during the week of 3 June 2024 up to ...
Supreme Court strikes down Trump-era federal ban on bump stock devices
Stars and Stripes· 3 days agoA divided Supreme Court on Friday struck down a federal ban on bump stock devices that allow...
Data Breach Notification Requirements Under the Safeguards Rule Now in Effect | JD Supra
JD Supra· 4 days agoTo the extent financial institutions were subject to breach-reporting obligations, these were set by non-GLBA legislation, such as state law, or by relatively narrow incident-reporting rules ...
Chi-Hong Ju Sells 2,296 Shares of Ambarella, Inc. (NASDAQ:AMBA) Stock
ETF DAILY NEWS· 5 days agoFollowing the sale, the vice president now owns 182,147 shares of the company’s stock, valued at approximately $10,344,128.13. The transaction was disclosed in a document filed with the Securities ...
Commissioner Uyeda calls for development of guiding principles for foreign company disclosure...
JD Supra· 6 days agoYou might draw that conclusion from reading the remarks from SEC Commissioner Mark Uyeda at the Harvard Law School Program on International...its earliest days, the SEC has ...
Combating payment account fraud – latest regulatory developments in Australia | JD Supra
JD Supra· 5 days agoOn 30 November 2023, the Treasury of the Australian Government released its consultation paper on a proposed Scams Code Framework (the Framework) which seeks to establish robust codes
Codifying and Demystifying: The CFTC Adopts Amendments to Capital and Financial Reporting...
The National Law Review· 2 days agoSection 4s(e) of the Commodity Exchange Act (CEA) requires the CFTC to adopt minimum capital and...