Search results
Swiss Regulator Says HSBC Violated Money Laundering Regulations
PYMNTS.com· 5 days agoSwiss financial market supervisory authority FINMA has ruled that HSBC Private Bank (Suisse) SA...
JD Supra: DOL Publishes Final Regulation Expanding the Definition of an ERISA Fiduciary
JD Supra· 7 days agoIn finalizing the Regulation, the DOL sought to confer ERISA fiduciary status on professional investment advisers and wealth managers, particularly with regard to participant-directed ...
David Zervos: The key policy differences between Trump and Biden and what they mean for markets
CNBC· 5 days agoLooking back to 2016, I wrote a handful of notes to clients on the likely market impact from Trump...
India financial watchdog imposes $2.25 million penalty on crypto exchange Binance
Reuters via Yahoo Finance· 3 days agoMUMBAI (Reuters) -India's Financial Intelligence Unit (FIU) has imposed a fine of 188.2 million...
'Not listed, not allowed': The fight over short-term rentals
Bozeman Daily Chronicle· 1 day ago“This (amendment) is a compromise worth adopting with significant standards that... would be a giant...
JD Supra: Supreme Court: Pure Omissions Cannot Support Rule 10b-5(b) Liability
JD Supra· 16 hours agoThe failure to make a material disclosure required by Item 303 of Regulation S-K cannot support a right of action under Rule 10b-5(b) when such failure does not render any ...
Binance slapped with $2.25-M penalty by Indian financial watchdog
Investing.com· 3 days agoIndia’s Financial Intelligence Unit (FIU) has imposed a penalty of Rs 18.82 crore ($2.25 million) on...
European Commission Opens First M&A In-Depth Investigation Under the Foreign Subsidies Regulation |...
JD Supra· 5 days agoOur Antitrust Team reviews how the European Commission is using the Foreign Subsidies Regulation (FSR) and, for the first time, performed an in-depth...
Binance slapped with $2.25-M penalty by Indian financial watchdog | Invezz
Invezz· 3 days agoIndia’s Financial Intelligence Unit (FIU) has imposed a penalty of Rs 18.82 crore ($2.25 million) on...
Supreme Court To Enter Into Judgment Upholding CFPB Rule
National Mortgage Professional· 6 days agoA long-awaited regulation protecting consumers from loan sharks will likely be put in place early...