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Overreach and Misrepresentation: The SEC’s Pursuit of Emergency Relief in ‘DEBT Box’ | New York Law...
Law.com· 3 days agoSuddenly, the Securities and Exchange Commission (SEC) swoops in with a bombshell lawsuit, accusing...
SEC.gov | Marc Henry Menard; Laesha Jean-Louis
U.S. Securities and Exchange Commission· 3 days agoAccording to the SEC’s complaint, from approximately July 2021 through September 2023, Menard solicited investments by misrepresenting his past investment success, how he ...
Gensler confirms spot Ethereum ETFs will be approved 'this summer' during Senate hearing
CryptoSlate· 4 hours agoSEC Chair Gary Gensler said the regulator expects to approve the spot Ethereum ETF applications’ S-1...
TNB Tech Minute: Terraform Labs Agrees to Pay $4.5 Billion SEC Penalty - Tech News Briefing - WSJ...
The Wall Street Journal· 1 day agoThis transcript was prepared by a transcription service. Crypto firm, Terraform Labs has agreed to one of the largest penalties ever to settle a civil securities fraud lawsuit ...
Do Kwon’s Crypto Firm Agrees to Pay Massive $4.5 Billion Penalty to SEC
The Wall Street Journal· 1 day agoFallen crypto tycoon Do Kwon’s company, Terraform Labs, agreed Wednesday to one of the largest...
SEC, CFTC and SDNY attorney's office charge FTX's Sam Bankman-Fried with defrauding investors
TechCrunch· 7 days agoThe SEC said in a press release that in addition to being charged with fraud regarding equity investors in FTX, he’s also being investigated regarding … ...
Fifth Circuit Vacates SEC Private Fund Advisers Rule | JD Supra
JD Supra· 3 days agoOn June 5, the US Court of Appeals for the Fifth Circuit vacated a US Securities and Exchange Commission (SEC) Rule designed to provide investors in private funds — such as ...
United States Department of Justice and United States Securities and Exchange Commission Jointly...
JD Supra· 7 days agoOn May 10, 2024, the DOJ announced criminal indictments and the SEC filed a civil lawsuit for alleged securities fraud against FAT Brands and related persons ...
SEC alleges pre-IPO share sales fraud 'like a Hollywood movie'
InvestmentNews· 4 days agoSales force said to have made $45M, agency warns of similar investment scams.
SEC.gov | Ilit Raz
U.S. Securities and Exchange Commission· 3 days agoRaz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding investors of at least $21 million by making false and misleading statements about ...
