Search results
Code of Conduct - ChemPoint
ChemPoint· 1 day agoThis is demonstrated through our public commitment to globally aligned standards and frameworks for better business practices such as the principles of the United Nations Global Compact (UNGC ...
U.S. agency intends to rein in payday lenders | Northwest Arkansas Democrat-Gazette
Northwest Arkansas Democrat Gazette· 3 days agoBased on a Supreme Court ruling in May, the federal government is expected to get tougher on...
Commissioner Uyeda calls for development of guiding principles for foreign company disclosure...
JD Supra· 4 days agoAre the regulations applicable to foreign companies in for a reassessment? You might draw that conclusion from reading the remarks from SEC Commissioner Mark Uyeda at the Harvard Law School ...
Stock Investors Have Already Won the Election
Morningstar· 4 days agoChicagoans aver that the obvious answer is Michael Jordan, and work backward from that knowledge, while Cleveland supporters do the same for LeBron James. The president’s supporters believe ...
Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 5 days agoThe decision vacates PFAR’s five component rules, rejecting Commission statutory arguments under both Advisers Act Sections 206(4) (anti-fraud) and 211(h) (added to the Advisers Act by the & ...
CFPB to Begin Tracking Offenders through National Registry | JD Supra
JD Supra· 5 days agoThe CFPB has issued a final rule to provide transparency and track certain covered nonbank offenders. On June 3, 2024, the CFPB introduced a significant regulatory measure known as the Registry ...
Fifth Circuit Strikes Down SEC Rule Regulating Private Investment Funds | JD Supra
JD Supra· 3 days agoOn June 5, 2024, a three judge panel of the U.S. Fifth Circuit Court of Appeals unanimously struck down the Securities and Exchange Commission’s (“SEC”) final rule, which created onerous restrictions ...
Claigan Webinar - Supply Chains - Updates in Minerals Due Diligence
Benzinga· 4 days agoComplying with legislative and customer requirements, and how to go beyond OTTAWA, ON, June 10, 2024 /PRNewswire/ - On 19 June 2024, Claigan Environmental Inc. (www.claigan.com) will be presenting a webinar on the
Whistleblower Awarded $600,000 After Tip Caused SEC to Open Investigation
The National Law Review· 3 days agoA whistleblower who provided original information about securities violations to the SEC was awarded $600,000 after their disclosure and further assistance contributed to the success of an enforcement action.
Claigan Webinar - Supply Chains - Updates in Minerals Due Diligence
KSAN - KLST San Angelo· 4 days agoIn this webinar, Claigan will demonstrate our approach to due diligence for complying with Section 1502 of the Dodd-Frank Act (including case studies of ...
