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JD Supra: Supreme Court: Pure Omissions Cannot Support Rule 10b-5(b) Liability
JD Supra· 17 hours agoThe failure to make a material disclosure required by Item 303 of Regulation S-K cannot support a right of action under Rule 10b-5(b) when such failure does not render any ...
Binance slapped with $2.25-M penalty by Indian financial watchdog
Investing.com· 3 days agoIndia’s Financial Intelligence Unit (FIU) has imposed a penalty of Rs 18.82 crore ($2.25 million) on...
Colorado banking leaders look ahead on interest rates, regulation and the economy - Denver Business...
The Business Journals· 6 days agoKevin Erickson, the Colorado market president for Texas-based Independent Financial, will act as CBA...
AB: AI Ethics and Regulation: How Investors Can Navigate
3BL CSRwire· 4 days agoArtificial intelligence (AI) poses many ethical issues that can translate into risks for consumers, companies and investors. The key for investors, in our view, is to focus on transparency and ...
JD Supra: The New Fiduciary Rule
JD Supra· 4 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
Understanding the CAIA: Colorado's Groundbreaking Approach to AI Regulation
The National Law Review· 3 days agoThe Colorado AI Act (CAIA) will take effect on Feb. 1, 2026, becoming the first comprehensive,...
Environment Department fines city $2.3 million for discharge permit violations
Tribune via AOL· 3 days agoJun. 19—Following several citations from the federal government that did not include financial penalties, the city of Santa Fe has been found in violation of discharge permits ...
India financial watchdog imposes $2.25 million penalty on Binance
Reuters· 3 days agoIndia's Financial Intelligence Unit (FIU) imposed a fine of 188.2 million rupees ($2.25 million) on...
The Department of Labor's Final Investment Advice Rule | JD Supra
JD Supra· 2 days agoOn April 25, 2024, the Department of Labor (“DOL”) published in the Federal Register its final regulation on its "fiduciary rule" (the "Final Regulation ...
New UK Securitization Regime Set to Start on November 1, 2024 | JD Supra
JD Supra· 4 days agoThe Securitisation (Amendment) Regulations 2024 were made on May 22, 2024 and come into force for the most part on November 1, 2024. The Amending Regulations</ ...