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Charles Schwab Investment Management Inc. Increases Stock Position in Independent Bank Group, Inc....
ETF DAILY NEWS· 11 hours agoCharles Schwab Investment Management Inc.’s holdings in Independent Bank Group were worth $21,817...its position in Independent Bank Group by 49.8% during the third quarter ...
SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 4 days agoCommission (SEC) and the Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) jointly issued a notice of proposed rulemaking that would require investment</ ...
Want to Invest in Rental Properties, but Don't Have $100,000? Here's How to Start Collecting Passive...
Motley Fool via Yahoo Finance· 5 hours agoThey're low-cost and completely passive investments. Because of that, anyone can invest in REITs and...
SEC.gov | SEC Charges Ohio Broker-Dealer and Investment Adviser with Violations of Regulation BI and...
U.S. Securities and Exchange Commission· 5 days ago...2022, Key Investment Services failed to comply with Regulation BI by recommending, through its registered representatives and investment adviser representatives, that certain of its brokerage customers and advisory clients transfer securities from Key Investment Services accounts to new ...
Aigen Investment Management LP Makes New Investment in The Cigna Group (NYSE:CI)
ETF DAILY NEWS· 8 hours agoAigen Investment Management LP bought a new position in shares of The Cigna Group (NYSE:CI – Free Report) in the fourth quarter, according to the company in its most recent ...
EverSource Wealth Advisors LLC Has $109,000 Position in Anheuser-Busch InBev SA/NV (NYSE:BUD)
ETF DAILY NEWS· 7 hours agoEverSource Wealth Advisors LLC decreased its holdings in Anheuser-Busch InBev SA/NV (NYSE:BUD – Free...
Forget the Nasdaq 100, Buy This ETF Instead
Motley Fool via Yahoo Finance· 6 hours agoBefore you buy stock in VanEck ETF Trust - VanEck Semiconductor ETF, consider this: The Motley Fool Stock Advisor analyst team just identified what they...
SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers | JD Supra
JD Supra· 5 days ago...Advisers would be required to implement reasonable procedures to identify and verify the identity of their customers.3 The NPRM would define “account” as “any contractual or other business relationship between a person and an investment adviser under which the investment adviser provides advisory...
Former investment advisor could face 30 years in jail for fraud, money laundering
InvestmentNews· 6 days agoA former New York registered investment advisor has been convicted in connection with a scheme to...
Dimensional Fund Advisors LP Grows Holdings in Calix, Inc. (NYSE:CALX)
ETF DAILY NEWS· 9 hours agoDimensional Fund Advisors LP increased its stake in shares of Calix, Inc. (NYSE:CALX – Free Report) by 2.2% in the fourth quarter, HoldingsChannel.com reports. The firm owned ...
