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Goldman Sachs MarketBeta U.S. Equity ETF (BATS:GSUS) Shares Acquired by Regal Investment Advisors...
ETF DAILY NEWS· 3 days agoRegal Investment Advisors LLC raised its position in shares of Goldman Sachs MarketBeta U.S. Equity ETF (BATS:GSUS – Free Report) by 3.2% in the fourth ...
SEC.gov | Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict
U.S. Securities and Exchange Commission· 1 day agoThe Securities and Exchange Commission today announced that Terraform Labs PTE, Ltd. and Do Kwon agreed to pay more ...
Trading watchdog FINRA’s new post-COVID work-from-home rules ‘causing headaches’
Market Watch· 27 minutes ago“These changes are causing headaches for financial services firms, and have driven some to adjust...
Biting Off More Than It Can Chew: Senator Doubts CFTC Can Oversee Digital Commodities
International Business Times· 5 hours agoThe proposed legislation also states that the U.S. Securities and Exchange Commission (SEC), which...
Gensler Sees Ethereum Spot ETF Approval This Summer
etf.com via Yahoo Finance· 18 hours agoSpot Ethereum ETFs may be approved by the Securities and Exchange Commission this summer, Chairman Gary Gensler told U
SEC 'AI Washing' Crackdown Yields Charges Against Founder of Recruiting Firm | Corporate Counsel
Law.com· 2 days agoThe U.S. Securities and Exchange Commission’s crusade against “AI washing” has ...
Harbour Investments Inc. Increases Stock Position in SPDR Portfolio S&P 500 ETF (NYSEARCA:SPLG)
ETF DAILY NEWS· 5 hours agoHarbour Investments Inc. boosted its stake in SPDR Portfolio S&P 500 ETF (NYSEARCA:SPLG – Free Report) by 15.3% during the fourth quarter, according to its most recent Form 13F filing with the ...
SEC's Pursuit of Private Fund Adviser Appeal May Depend on Agency's Larger Agenda, Securities...
Law.com· 3 days agoThe U.S. Securities and Exchange Commission must carefully weigh its legal strategy following a ...
Ossiam Has $1.37 Million Stock Position in U.S. Bancorp (NYSE:USB)
ETF DAILY NEWS· 3 days agoOssiam raised its stake in shares of U.S. Bancorp (NYSE:USB – Free Report) by 13.4% in the 4th quarter, according to the company in its most recent filing ...
GSA Capital Partners LLP Sells 32,084 Shares of The Wendy’s Company (NASDAQ:WEN)
ETF DAILY NEWS· 8 hours agoThe firm owned 134,742 shares of the restaurant operator’s stock after selling 32,084 shares during...