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Understanding the Enhanced Regulation S-P Requirements | JD Supra
JD Supra· 6 days agoThe amendments apply to broker-dealers, investment companies, and registered investment advisers (collectively, “covered institutions”) and are designed to modernize and enhance the protection ...
European Commission Opens First M&A In-Depth Investigation Under the Foreign Subsidies Regulation |...
JD Supra· 6 days agoOur Antitrust Team reviews how the European Commission is using the Foreign Subsidies Regulation (FSR) and, for the first time, performed an in-depth...
Colorado banking leaders look ahead on interest rates, regulation and the economy - Denver Business...
The Business Journals· 6 days agoKevin Erickson, the Colorado market president for Texas-based Independent Financial, will act as CBA...
Supreme Court To Enter Into Judgment Upholding CFPB Rule
National Mortgage Professional· 6 days agoA long-awaited regulation protecting consumers from loan sharks will likely be put in place early...
Swiss Push to Rewire Financial System in Wake of Banking Crash
Bloomberg via Yahoo Finance· 2 days ago(Bloomberg) -- As Credit Suisse spiraled toward insolvency early last year, a group of Swiss...
Understanding the CAIA: Colorado's Groundbreaking Approach to AI Regulation
The National Law Review· 3 days agoThe Colorado AI Act (CAIA) will take effect on Feb. 1, 2026, becoming the first comprehensive,...
JD Supra: The New Fiduciary Rule
JD Supra· 4 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
AB: AI Ethics and Regulation: How Investors Can Navigate
3BL CSRwire· 4 days agoArtificial intelligence (AI) poses many ethical issues that can translate into risks for consumers, companies and investors. The key for investors, in our view, is to focus on transparency and ...
When new federal regulations are formed, truckers' voices matter - TheTrucker.com
The Trucker· 5 days agoTruck drivers know a lot about government regulations. After all, their entire day must fit within...
Environment Department fines city $2.3 million for discharge permit violations
Tribune via AOL· 4 days agoJun. 19—Following several citations from the federal government that did not include financial penalties, the city of Santa Fe has been found in violation of discharge permits ...