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TECH TUESDAY: The View from Nasdaq: The Transition to T+1 - Traders Magazine
Traders Magazine· 4 days agoand Head of U.S. Equities and Exchange-Traded Products at Nasdaq. ...Giang Bui: For every...
US appeals court voids SEC private equity, hedge fund oversight rule
Reuters via AOL· 3 days agoAn SEC spokeswoman said the regulator is reviewing the decision and will dete
Court Strikes Down S.E.C.’s Fee Disclosure Rule for Funds
New York Times· 3 days agoPrivate equity and hedge funds had appealed the regulator’s August ruling requiring them to disclose...
SEC Ethereum ETF decision unlikely driven by politics: Bernstein
The Cointelegraph· 4 days agoThe United States securities regulator’s decision to approve the spot Ether (ETH) exchange-traded funds (ETFs) may not have been a last-minute decision ...
This Game Stop episode is different
InvestmentNews· 4 days agoKeith Gill, aka Roaring Kitty, is reportedly under scrutiny fromregulators and at risk of losing access to Etrade, following publicity earlier this week...
Massachusetts regulator probes 'Roaring Kitty's' GameStop trades
Colorado Springs Gazette· 4 days agoThe Massachusetts securities regulator is probing the trading activities of GameStop investor Keith Gill, who gained notoriety as stocks influencer "Roaring Kitty" during ...
Securing Integrity: The SEC and DOJ’s Unified Front and Pursuit of Novel Legal Tactics Against...
JD Supra· 3 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly ...
SEC Hedge Fund Fee Disclosure Rule Struck Down by US Court
Bloomberg· 3 days agoHave a confidential tip for our reporters? A federal appeals court struck down the US Securities and...
SEC to Shutter Office Behind Failed DEBT Box Crypto Lawsuit
CoinDesk via Yahoo Finance· 4 days agoThe Securities and Exchange Commission's Salt Lake City office – notorious in the crypto world for...
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
Reuters· 2 days agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on ... last month approved...
