Search results
SEC's Hester Peirce Recommends US-UK Cooperation on Digital Securities Sandbox
Cryptonews· 7 days agoUS Securities and Exchange Commissioner Hester Peirce is pushing for a collaborative digital...
Fifth Circuit Strikes Down Private Fund Adviser Rules
The National Law Review· 8 hours agoThe rules had been heavily criticized by private fund advisers and various related industry groups...
SEC to Shutter Office Behind Failed DEBT Box Crypto Lawsuit
CoinDesk via Yahoo Finance· 2 days agoThe Securities and Exchange Commission's Salt Lake City office – notorious in the crypto world for...
Required SEC disclosures and erroneous DNA evidence - SCOTUSblog
SCOTUSblog· 6 hours agoThe Relist Watch column examines cert petitions that the Supreme Court has “relisted” for its upcoming conference. A short explanation of relists is available here. The Supreme Court worked ...
SEC’s Private Fund Adviser Rule Struck Down by 5th Circuit Appeals Court | PLANADVISER
PLANADVISER· 1 day agoThe U.S. 5th Circuit Court of Appeals vacated the Securities and Exchange Commission’s Private Fund Adviser rule on Wednesday. The rule had been finalized in August and was challenged in court ...
SEC.gov | Prepared Remarks before the Investor Advisory Committee
U.S. Securities and Exchange Commission· 20 hours agoAs is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. This Investment ...
SEC hedge fund fee disclosure rule struck down by U.S. court
Crain's Cleveland Business· 1 day agoThe SEC said the agency is reviewing the decision and “will determine next steps as appropriate.” The regulations were just one of several rules that Wall Street’s main watchdog ...
Fifth Circuit Overturns SEC Private Funds Rules | JD Supra
JD Supra· 20 hours agoOur Investment Funds Team reviews the implications of the Fifth Circuit’s decision to vacate the Securities and Exchange Commission’s Private Funds...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 7 days agoI. INTRODUCTION - On May 13, 2024, the US Securities and Exchange Commission (“SEC”) and the US Department of the Treasury’s Financial...
Gensler slams crypto exchanges for unsavory practices, says spot Ethereum ETFs will 'take some time'
CryptoSlate· 1 day agoGensler said the ETF applications are going through the normal procedures, which could take some...
