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Public Companies Update – May One-Minute Reads | JD Supra
JD Supra· 1 day agoGurbir Grewal, director of the Securities and Exchange Commission (SEC) Division of Enforcement, has now provided guidance on the enforcement perspective. To do this, Grewal ...
SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 2 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
Don’t look now, but Binance is back on top
Fortune via Yahoo Finance· 1 day agoThe DOJ did end up filing charges, although not until November, leading to a watered-down settlement that omitted any allegations of misappropriation or ...
Trump Media stocks tumble as new auditor amends filing from firm accused of fraud: report
The Raw Story· 3 days agoTrump media stocks tumbled Monday after an accounting firm, stepping in to replace a previous...
Fifth Circuit Vacates the Private Funds Rules And Constrains theSEC’s Rulemaking Authority | JD...
JD Supra· 6 days agoCourt of Appeals for the Fifth Circuit vacated the “Private Funds Rules,”1 which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. The opinion ...
SEC Moves Closer to Regulating the Use of AI by Broker-Dealers and Investment Advisers | JD Supra
JD Supra· 3 days agoThe Securities and Exchange Commission (SEC) held an open meeting of its Investment Advisory Committee on June 6, 2024, which featured a panel to review the use of artificial ...
Gary Gensler Channels Taylor Swift With Love Story For SEC's 90th Anniversary: 'Mission Is Meant To...
Benzinga· 5 days agoThe Securities and Exchange Commission (SEC) recently celebrated its 90th anniversary, an event highlighted by Chairman Gary Gensler. Gensler channeled his inner Taylor Swift ...
Brevan Howard Capital Management LP Invests $1.31 Million in Verint Systems Inc. (NASDAQ:VRNT)
ETF DAILY NEWS· 12 hours ago(NASDAQ:VRNT – Free Report) during the fourth quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The fund bought 48,282 shares of the ...
Are the SEC’s Private Fund Advisers Rules Now Dead? No, but they are on Life Support | JD Supra
JD Supra· 2 days agoIn the Private Fund Advisers Rules’ adopting release and before the Fifth Circuit, the SEC claimed that it had the authority to adopt the Private Fund Advisers Rules and to ...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 7 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act ...
