Search results
Ethereum ETFs Likely to Launch This Summer, Says SEC's Gensler - Decrypt
Decrypt· 17 hours agoThe S-1 registration forms for several spot Ethereum ETF applicants will likely be approved this summer, according to Securities and Exchange Commission (SEC) chairman Gary ...
...Fox & Kilsheimer LLP Reminds Autodesk Investors of Deadline for Securities Fraud Class Action...
Digital Journal· 3 days agoNEW YORK, NY - (NewMediaWire) - June 11, 2024 - Kaplan Fox & Kilsheimer LLP (www.kaplanfox.com) reminds investors that a complaint has been filed on behalf of purchasers or acquirers of Autodesk ...
Are the SEC’s Private Fund Advisers Rules Now Dead? No, but they are on Life Support | JD Supra
JD Supra· 3 days agoIn the Private Fund Advisers Rules’ adopting release and before the Fifth Circuit, the SEC claimed that it had the authority to adopt the Private Fund Advisers Rules and to ...
Terraform, Do Kwon to Pay $4.5B in Penalties in Settlement Agreement With SEC | New York Law Journal
Law.com· 1 day agoCryptocurrency company Terraform Labs and its founder Do Kwon, which a Manhattan jury found liable...
Do Kwon’s Crypto Firm Agrees to Pay Massive $4.5 Billion Penalty to SEC
The Wall Street Journal· 2 days agoFallen crypto tycoon Do Kwon’s company, Terraform Labs, agreed Wednesday to one of the largest...
Public Companies Update – May One-Minute Reads | JD Supra
JD Supra· 2 days agoGurbir Grewal, director of the Securities and Exchange Commission (SEC) Division of Enforcement, has now provided guidance on the enforcement perspective. To do this, Grewal ...
US judge approves Terraform’s $4.5B settlement with SEC
The Cointelegraph· 11 hours agoA United States district court judge has signed off on the $4.5 billion settlement between Terraform Labs, its co-founder Do Kwon and the Securities and Exchange Commission. New York District ...
SEC Moves Closer to Regulating the Use of AI by Broker-Dealers and Investment Advisers | JD Supra
JD Supra· 4 days agoThe Securities and Exchange Commission (SEC) held an open meeting of its Investment Advisory Committee on June 6, 2024, which featured a panel to review the use of artificial ...
SEC Charges Founder of AI-Powered Hiring Startup Joonko With Fraud
The Wall Street Journal· 2 days agoThe regulator alleges Ilit Raz told investors that the firm had more customers than it actually had...
Trump Media stocks tumble as new auditor amends filing from firm accused of fraud: report
The Raw Story· 4 days agoTrump media stocks tumbled Monday after an accounting firm, stepping in to replace a previous...