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William H. Donaldson, Wall St. Lion Who Led the S.E.C., Dies at 93
New York Times· 7 days agoWilliam H. Donaldson, who made an early fortune as a co-founder of the innovative securities firm...
Understanding the CAIA: Colorado's Groundbreaking Approach to AI Regulation
The National Law Review· 4 days agoThe Colorado AI Act (CAIA) will take effect on Feb. 1, 2026, becoming the first comprehensive,...
When new federal regulations are formed, truckers' voices matter - TheTrucker.com
The Trucker· 6 days agoTruck drivers know a lot about government regulations. After all, their entire day must fit within...
Cadwalader Recruits Partner Chris Horn in Securities Practice
Bloomberg Law· 4 days agoChristopher Horn, a widely recognized industry leader in the regulation of securitization transactions, has joined Cadwalader, Wickersham & Taft as a partner in the firm’s New York office, the firm said this week.
Danielle Wheeler
The National Law Review· 1 day agoDanielle Wheeler is an associate in the firm's Financial Services Group, where she focuses her practice on counseling investment advisers to hedge funds and private equity ...
Japan hands business improvement orders to MUFG bank and securities tie-ups with Morgan Stanley
Reuters· 6 hours agoJapan's banking regulator handed business improvement orders on Monday to the banking and securities...
AB: AI Ethics and Regulation: How Investors Can Navigate
3BL CSRwire· 5 days agoArtificial intelligence (AI) poses many ethical issues that can translate into risks for consumers, companies and investors. The key for investors, in our view, is to focus on transparency and ...
Binance slapped with $2.25-M penalty by Indian financial watchdog
Investing.com· 4 days agoIndia’s Financial Intelligence Unit (FIU) has imposed a penalty of Rs 18.82 crore ($2.25 million) on...
New UK Securitization Regime Set to Start on November 1, 2024 | JD Supra
JD Supra· 5 days agoThe Securitisation (Amendment) Regulations 2024 were made on May 22, 2024 and come into force for the most part on November 1, 2024. The Amending Regulations</ ...
Settlement between City and Premier League 'unlikely', say experts
BBC via AOL· 3 days agoIn February 2023, City were charged with 115 breaches of Premier League regulations - which the club...