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    • JD Supra: The New Fiduciary Rule

      JD Supra· 6 days ago

      As a result, beginning on September 23, one-time recommendations to retirement investors can be fiduciary advice and, where the advice is conflicted, the investment professional and

    • Preparing for DORA: Mind the Gap | JD Supra

      JD Supra· 3 days ago

      Financial entities are currently at varying stages of updating their operational risk management frameworks and remediating contracts with technology vendors. For banks, the ...