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Summit Trail Advisors Recruits $3 Billion Team From BMO
Barrons.com· 1 hour agoPetersen, managing partner of Summit Trail Advisors, said the addition of the Key team “will...
Your ‘Independent’ Advisor Now Works for Private Equity. What It Could Mean for Your Portfolio.
Barrons.com· 11 hours agoStill, Focus stresses the rollups are voluntary. “We are meeting the advisors where they are,” says...
Wells Fargo Investment Institute Identifies Five Pivot Points for the Markets
Morningstar· 10 hours agoWells Fargo Investment Institute Identifies Five Pivot Points for the Markets The WFII 2024 Midyear Outlook highlights economic and market forecasts, favored sectors, top ...
Private-Equity-Backed Arax Buys $1.7 Billion Denver RIA
Barrons.com· 1 day agoBEST PRACTICES Arax Investment Partners has acquired SRS Capital Advisors, a Denver-based registered...
SEC Adopts Amendments to Expand the Requirements of Regulation S-P for Registered Investment...
JD Supra· 20 hours ago...SEC adopted amendments (the “Amendments”) to Regulation S-P to require SEC-registered investment advisers and broker-dealers (collectively, “Covered Institutions”) to develop, implement, and maintain written policies...customer information” is expanded to include non-public personal information...
Are the SEC’s Private Fund Advisers Rules Now Dead? No, but they are on Life Support | JD Supra
JD Supra· 1 day agoSecurities and Exchange Commission (the “SEC”) in its attempt to regulate those investment advisers that manage collective investment funds offered only ...
Fidelity is winning ETF revenue-sharing deals after its service fee shook the booming industry
MarketWatch via Yahoo Finance· 4 days agoBartolini, head of SPDR Americas research at State Street GlobalAdvisors, in a note on last month’s...
Cerulli’s Andrew Blake: What Advisors Need to Succeed in a Competitive Market
Morningstar· 20 hours agoWith a focus on the wealth-management landscape, Andrew assesses trends related to advisor use of ...
Despite a Court Tossing Out Private Fund Rules, Advisors May Still Follow its Guidance
WealthManagement.com· 6 days agoIf enacted, the rules would have required registered advisors offering clients private funds to...
BNY’s CEO says staffers need to be in the office ‘more than you want’ and managers? ‘[E]ven more.’
Fortune· 32 minutes agoMurray and Vince met just before the bank’s 240th anniversary when it announced a major change in branding, going from BNY Mellon to BNY. The change, Vince said in a statement, will “clearly ...