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The New Fiduciary Rule and Amended PTE 2020-02: Effective Date Considerations | JD Supra
JD Supra· 15 hours agoIf the fiduciary advice results in compensation that the advisor would not have received absent the advice (for example, commissions or 12b-1 fees on IRA investment transactions ...
JD Supra: DOL Expands Investment Advice Subject to Fiduciary Liability
JD Supra· 1 day agoThe U.S. Department of Labor (DOL) has adopted new regulations under the Employee Retirement Income Security Act of 1974 (ERISA) that broaden the scope ...
Nevada Supreme Court Rejects the "Uncontrollable Child" Theory of Parent-Subsidiary Relationships
The National Law Review· 3 days agoHowever, it would be an overstatement to say that Nevada is a "liability free" jurisdiction. For example, the Nevada Supreme Court recently held that directors and officers of
Navigating the Impact of the New Fiduciary Rule on Insurers and Producers | JD Supra
JD Supra· 4 days agoDepartment of Labor (the “DoL”) released its final rule (“Fiduciary Rule”) titled Retirement Security Rule: Definition of an Investment ...
JD Supra: The New Fiduciary Rule
JD Supra· 5 days agoThe fiduciary regulation and exemptions will be effective 150 days after publication, which is September 23, 2024, although compliance with some of the ...
The Shares Heard Round The World: How Citizen Stockholders Fight With Finance
Forbes· 3 days agoAre you worried about climate change? As citizens, these are our political rights. The majority of...
We are entrusted with the pensions of 4.7 million American workers. We must ask private equity firms...
Fortune via Yahoo Finance· 3 days agoThey look to Wall Street for investment expertise, and we expectloyalty to our members in return....
Investment Managers Take Aim At ExxonMobil’s Board
Forbes· 7 days agoExxonMobil is under fire, again, from activist shareholders and investment advisors—who may be acting contrary to the financial interest of their...
Elon Musk Faces $7.5B Insider Trading Allegation From Tesla Shareholder - Tesla (NASDAQ:TSLA)
Benzinga· 3 days agoTesla Inc. TSLA shareholder Michael Perry on Thursday filed a lawsuit against Elon Musk alleging...
New Dynasty-Backed RIA Sued By Former Firm
WealthManagement.com· 4 days agoA team of advisors in Richmond, Va., departed Salomon & Ludwin, a registered investment advisor, this week to launch their own RIA, Founders Grove Wealth...
