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FINRA's New Home Office Rules Are Causing Headaches for BDs | ThinkAdvisor
ThinkAdvisor· 4 days agoThe Financial Industry Regulatory Authority’s new Residential Supervisory Location rule, which takes...
CFPB Issues Interpretive Rule Classifying BNPL Products as ‘Credit Cards’
The National Law Review· 3 hours agoOn May 22, 2024, the Consumer Financial Protection Bureau (CFPB) issued a significant Interpretive...
House passes Financial Innovation and Technology for the 21st Century Act | JD Supra
JD Supra· 16 hours agoOn May 22, 2024, the U.S. House of Representatives (the “House”) passed the Financial Innovation and Technology for the 21st Century Act (“FIT21” or the “Bill”) with bipartisan ...
With a 45% stake, Magni-Tech Industries Berhad (KLSE:MAGNI) insiders have a lot riding on the...
Simply Wall St. via Yahoo Finance· 6 days agoIf you would prefer discover what analysts are predicting in terms of future growth, do not miss...
How Creativity Makes Financial Freedom More Inclusive
Forbes· 6 days agoFinancial freedom is a top priority for most households — but achieving it is often easier said than done. In fact, a 2023 survey found that just 11% of Americans felt they ...
U.S. Supreme Court Upholds CFPB’s Funding Mechanism as Constitutional | JD Supra
JD Supra· 16 hours agoOn May 16, 2024, the United States Supreme Court issued its highly anticipated decision in Consumer Financial Protection Bureau v. Community Financial Services ...
US appeals court accepts broad definition of securities ‘dealer’ in microcap fund case
Reuters· 4 days ago... and Exchange Commission’s expansive view of who must register as a securities dealer, handing a...
JD Supra: UK Regulators Publish Approaches to AI Regulation in Financial Services
JD Supra· 1 day agoOn 22 April 2024, the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England published their strategic approaches to regulating ...
Biden Vetoes Bill Overturning SEC Crypto Accounting Standard SAB 121 – Here's What That Means
Cryptonews· 2 days agoPresident Joe Biden has vetoed a resolution aimed at overturning the U.S. Securities and Exchange...
AI Bubble Fears May Be Overstated | ETF Trends
ETF Trends· 11 hours agoConsider the following point courtesy of Wall Street Journal financial columnist James Mackintosh. In May, Apple (AAPL), Alphabet (GOOG), Microsoft...