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Joshua Rog on Financial Industry Regulatory Authority (FINRA) | JD Supra
JD Supra· 1 day agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
Scilex reports suspected market manipulation to SEC By Investing.com
Investing.com· 21 hours agoIn letters addressed to the U.S. Securities and Exchange Commission (SEC) and the Financial Industry...
FINRA Fines Thrivent $325K Over Forged E-Signatures | ThinkAdvisor
ThinkAdvisor· 2 days agoThe Financial Industry Regulatory Authority has censured and fined Thrivent Investment Management $325,000 for failing ...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 1 day agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory ...
Failed Graceland sale by a mystery entity highlights attempts to take assets of older or dead people
NBC 17 Raleigh· 6 days agoMEMPHIS, Tenn. (AP) — The catalyst behind the failed gambit to sell off the iconic Graceland...
The Unintended Consequences of FIT21’s Crypto Market Structure Bill
CoinDesk via Yahoo Finance· 7 days agoThere is no doubt that the bipartisan passage of the Financial Innovation and Technology for the...
Netcapital plans reverse stock split to meet Nasdaq requirements By Investing.com
Investing.com· 7 days agoThe company announced its plan to file a proxy statement on or around May 28, 2024, for a special...
Deutsche Bank Explores Blockchain for Margin Compression Mitigation
Inside Bitcoins· 1 day agoDeutsche Bank AG, a major player in the German banking industry, is actively exploring the potential...
Walmart ends Capital One partnership, but shoppers can still use their credit cards
The Daily Progress· 6 days agoWalmart ended a partnership with Capital One that made the banking company the exclusive issuer of...
Progressives Urge Biden Administration To Crack Down On ‘Union-Busting’ Industry
HuffPost via Yahoo News· 2 days ago“We regularly review our formal regulatory agenda, our guidance and our enforcement priorities in an...