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Peter Isajiw on Financial Industry Regulatory Authority (FINRA) | JD Supra
JD Supra· 4 days agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
Scilex reports suspected market manipulation to SEC By Investing.com
Investing.com· 1 day agoIn letters addressed to the U.S. Securities and Exchange Commission (SEC) and the Financial Industry...
Broker Dealer Regulatory Digest - May 2024 - 2 | JD Supra
JD Supra· 1 hour agoOn May 13, 2024, SEC and FinCEN proposed a rule designed to make it more difficult for criminal actors to establish customer relationships with investment advisers. The rule would require certain ...
FINRA Fines Thrivent $325K Over Forged E-Signatures | ThinkAdvisor
ThinkAdvisor· 3 days agoThe Financial Industry Regulatory Authority has censured and fined Thrivent Investment Management $325,000 for failing ...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 2 days agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory ...
JD Supra: AI Watch: Global regulatory tracker
JD Supra· 3 hours agoCurrently, there are no specific laws, statutory rules, or regulations in Switzerland that directly regulate AI. AI in Switzerland is currently subject to “traditional” laws that are mostly ...
Amicable legal settlement between Terraform Labs and Do Kwon in SEC case
CryptoNewsZ.com· 6 hours agoAccording to the SEC, Terraform Labs misled the investor community about the stability of TerraUSD, a stablecoin with the Terra platform. The American financial regulatory ...
Predicting Prosperity: How Cell Tower Lease Experts Shape Future Lease Strategies
Digital Journal· 6 hours agoIn the fast-evolving telecommunications landscape, the ability to predict and effectively shape future lease strategies is a crucial skill for landowners. Central to this strategic foresight ...
Failed Graceland sale by a mystery entity highlights attempts to take assets of older or dead people
NBC 17 Raleigh· 7 days agoMEMPHIS, Tenn. (AP) — The catalyst behind the failed gambit to sell off the iconic Graceland...
Walmart files show wrong prices charged at 1,600 stores for days
Bloomberg via Yahoo Finance· 2 days ago“Our business is strong, our infrastructure is industry-leading, and we work hard to maintain the...