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FinCEN and SEC Propose Rulemaking Requiring CIP for Investment Advisers | JD Supra
JD Supra· 20 hours agoOn May 13th, the Financial Crimes Enforcement Network (FinCEN) and the Securities Exchange Commission (SEC) issued a joint notice of proposed rulemaking (NPRM) that would require SEC-registered ...
Florida Gov. Ron DeSantis signs 9 more bills into law. Here’s what each does
WJXT Jacksonville· 12 hours agoFlorida Gov. Ron DeSantis signed another batch of nine bills on Tuesday, covering issues like...
2024 Fiduciary Rule – Impact on HSAs and Health & Welfare Plans | JD Supra
JD Supra· 20 hours agoThe Department of Labor (“DOL”) recently released a final regulation (the “Fiduciary Rule”) redefining “investment advice” under the Employee Retirement Income Security Act of 1974, as amended ...
FinCEN and SEC propose Customer Identification Program requirements for investment advisers | JD...
JD Supra· 20 hours agoEarlier in May 2024, the Financial Crimes Enforcement Network (FinCEN) continued its efforts to require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to take steps ...
Request for Comments on FinCEN and SEC rule on CIP | JD Supra
JD Supra· 6 days agoThe Securities and Exchange Commission (“SEC”) and the Financial Crimes Enforcement Network (“FinCEN”) of the Department of Treasury issued a joint notice of proposed rulemaking (the “CIP Proposed ...
Bank Regulators Revive Proposed Rules on Incentive Pay | JD Supra
JD Supra· 20 hours agoSection 956 of Dodd-Frank required the financial regulatory agencies to issue rules for financial institutions with $1 billion or more or more in assets ...
JD Supra: The New Fiduciary Rule
JD Supra· 8 hours agoOn April 25, 2024, the Department of Labor published its final regulation on fiduciary advice, and the related exemptions, in the Federal Register. The regulation defines fiduciary investment ...
Final Amendments to Regulation S-P under Securities Exchange Act of 1934 | JD Supra
JD Supra· 2 days agoThe Amendments aim to modernize and enhance the customer protections established under Regulation S-P by expanding the scope of the existing safeguards rule and the disposal rule and the categories ...
SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 7 days agoCommission (SEC) adopted final amendments to Regulation S-P, one year after issuing the proposed amendments (discussed here). Regulation S-P is a set of privacy rules that govern how certain ...
Savings interest rates today: Enjoy sunnier savings into the long weekend at rates that top 5% APY —...
AOL· 6 days agoWhile you can find a wide range of savings accounts at your neighborhood bank, credit unions and...