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JD Supra: The New Retirement Security Rule: Updated Fiduciary Definition under ERISA
JD Supra· 4 hours agoDepartment of Labor (the “DOL”) promulgated a final rule, titled the “Retirement Security Rule” (the “Final Rule”), updating the definition of an “investment</ ...
Univest Financial Corporation (NASDAQ:UVSP) is a favorite amongst institutional investors who own...
Simply Wall St. via Yahoo Finance· 15 hours agoCompany...some circumstances. We can report that insiders do own shares in Univest Financial...
With 56% ownership, insiders at Queen's Road Capital Investment Ltd. (TSE:QRC) are pretty optimistic...
Simply Wall St. via Yahoo Finance· 11 hours agoOf course, you might find a fantastic investment by looking elsewhere. So take a peek at this free...
While institutions own 23% of Artis Real Estate Investment Trust (TSE:AX.UN), individual investors...
Simply Wall St. via Yahoo Finance· 12 hours agoEvery company has them, and we've spotted 3 warning signs for Artis Real Estate Investment Trust (of...
Are You a Fiduciary? The New Definition of an Investment Advice Fiduciary | JD Supra
JD Supra· 2 days agoSpecifically, the Retirement Security Rule expands the scope of “investment advice fiduciaries” from individuals rendering investment advice on a regular ...
Make Sure Your Retirement Advisor Has The Training And Experience To Help You
Forbes· 21 hours agoNowadays, you can find many people who call themselves “financial planners” or “retirement...
Sound Financial Bancorp, Inc.'s (NASDAQ:SFBC) top owners are retail investors with 40% stake, while...
Simply Wall St. via Yahoo Finance· 2 days agoSound Financial Bancorp While the precise definition of an insider can be subjective, almost...
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024 |...
JD Supra· 2 days ago...and the US Department of the Treasury’s (USDT) Financial Crimes Enforcement Network (FinCEN) jointly released...of proposed rulemaking (NPRM) which, if adopted, would require SEC-registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish policies and...on February 13,...
AUB Group Limited's (ASX:AUB) largest shareholders are retail investors with 59% ownership,...
Simply Wall St. via Yahoo Finance· 2 hours agoYou can access this free report on analyst forecasts for the company. NB: Figures in this article...
What Advisers Need to Know Now About Giving Rollover Advice after September 23, 2024 | JD Supra
JD Supra· 5 days agoThis...that applies uniformly to all investments that retirement investors may make with respect to their retirement accounts”, which means that financial