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FinCEN Seeks To Expand Reach of the BSA and Modernize Customer Identification Regulations | JD Supra
JD Supra· 5 days agoSecurities and Exchange Commission (SEC)-registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification ...
JD Supra: Growing Clarity: FinCEN Continues to Update Beneficial Ownership Reporting FAQs
JD Supra· 5 days agoOn April 18, 2024, the Financial Crimes Enforcement Network (FinCEN) released further guidance regarding to Corporate Transparency Act compliance (CTA) by updating and expanding ...
Transparency Act Offers Benefits
Los Angeles Business Journal· 16 hours agoAttorney Janice Miller writes that the Corporate Transparency Act strikes a balance between accountability and promoting a stronger business environment.
HOAs Are Reporting Companies Under The CTA | JD Supra
JD Supra· 5 days agoFinCEN confirms in this update that HOAs are reporting companies under the Corporate Transparency Act (CTA) and are subject to BOI (Beneficial Ownership ...
SEC and FinCEN Propose Customer Identification Program Requirements for Registered Investment...
JD Supra· 6 days agoThe proposed rule would apply to RIAs and exempt reporting advisers (ERAs) and would require RIAs and ERAs to establish, document, and maintain written CIPs.
FinCEN and SEC propose Customer Identification Program requirements for investment advisers | JD...
JD Supra· 6 days agoEarlier in May 2024, the Financial Crimes Enforcement Network (FinCEN) continued its efforts to require registered investment advisers (RIAs) and exempt reporting ...
Thomas B. Connolly: LLCs have new rules and a deadline to avoid penalties
New Hampshire Union Leader· 7 days agoIf you own or plan to form an LLC or corporation, however, you need to be aware of the Corporate...
... Transparency Act's Impact on Real Estate: Reporting Companies; Exemptions; Beneficial Ownership ...
JD Supra· 4 days agoBeginning Jan. 1, 2024, the CTA requires certain U.S. and foreign entities defined as "reporting companies" to report certain identifying information about themselves, their ...
FinCEN and SEC Propose Rulemaking Requiring CIP for Investment Advisers | JD Supra
JD Supra· 6 days agoOn May 13th, the Financial Crimes Enforcement Network (FinCEN) and the Securities Exchange Commission (SEC) issued a joint notice of proposed rulemaking (NPRM) that would ...
The Impact of the Corporate Transparency Act on Companies in a Captive Insurance Structure | JD...
JD Supra· 5 days agoCaptive insurance companies are likely exempt from filing a Beneficial Ownership Information (BOI) Report under the insurance company exemption to the Corporate Transparency Act (CTA). Likewise ...
