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DFA Era Incentive-Based Compensation Rule | JD Supra
JD Supra· 21 hours agoIn recent remarks, Securities and Exchange Commission Commissioner Lizarraga called on the SEC to move forward to implement the rulemaking mandate in Section 956 of the < ...
JD Supra: The Third Attempt: Banking Agencies Revive Incentive-Based Compensation Rules for ...
JD Supra· 1 day agoAmong...
Antonin Scalia’s Son Found a New Way to Exploit the Worst Loophole in the Court System
Slate via Yahoo Finance· 4 days agoIts governing mandate was strengthened over the years, including by the Dodd-Frank Wall Street ...
JD Supra: Supreme Court Upholds CFPB Funding Mechanism as Constitutional, Quelling Uncertainty and...
JD Supra· 5 days agoCFPB officials can breathe a sigh of relief as a contrary decision would have called into question many longstanding enforcement, investigative, and regulatory efforts. With ...
Private Fund Advisers, Breathe Easier: Fifth Circuit Vacates Private Fund Rules | JD Supra
JD Supra· 4 days ago...new private fund rules (Private Fund Rules) adopted by the SEC in August 2023, resulting in a significant victory for private fund advisers.1 The Private Fund Rules made fundamental changes to the business and operations of private fund advisers by creating 1) the preferential treatment rule, 2)...
Conservatives set the stage for another CFPB funding fight
The Hill via Yahoo News· 4 days agoConservatives appear to be setting the stage for yet another legal fight over the Consumer Financial...
CFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions
CFTC.gov· 5 days agoCFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions June...
Deadline for Form 13F Filers for New Reporting Requirements on Executive Compensation Votes Rapidly...
JD Supra· 4 days agoThe Securities and Exchange Commission adopted rule and form amendments that will require institutional investment managers who file Form 13F to use Form ...
JD Supra: SCOTUS Upholds CFPB Funding Mechanism
JD Supra· 2 days agoIn a landmark decision issued on May 16, the Supreme Court held that the Consumer Financial Protection Bureau’s (CFPB) funding mechanism ...
Banks decry proposed Pennsylvania legislation as $147M giveaway to big retailers - Philadelphia...
The Business Journals· 4 days agoCritics of the legislation, most notably banks and electronic payment companies, say it would add to...