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New T+1 settlement rules: How investors benefit
Bankrate via AOL· 2 days agoBetter technology enables faster settlement, but it’s also driven by “a preference by investors and advisors to shorten the T+2 settlement standard,”...
I have an $800,000 pension and $470,000 in investments. This year, my adviser wants over $4,000 to...
Market Watch· 5 days agoFees of 1% of assets under management are fairly standard, pros say, though you can negotiate less....
GameStop (GME) completes at-the-market sale of 45 million shares for $933.4 million in proceeds
Shacknews· 12 hours agoGameStop has completed its secondary offering of 45 million shares and has added another $933.4...
SEC.gov | SEC Charges Ohio Broker-Dealer and Investment Adviser with Violations of Regulation BI and...
U.S. Securities and Exchange Commission· 4 days ago..., between June 30, 2020 and February 2022, Key Investment Services failed to comply with Regulation BI by recommending, through its registered representatives and investment adviser representatives, that certain of its brokerage customers andadvisory clients transfer securities from Key ...
Millennium Asked Weiss to Cut Staff, Expel Clients in Deal Talks
Bloomberg via Yahoo Finance· 9 hours ago(Bloomberg) -- Millennium Management demanded a number of significant changes at Weiss...
E*TRADE Core Portfolios Review 2024: Pros, Cons and How It Compares - NerdWallet
Nerdwallet· 5 days agoNerdWallet reviews E*TRADE Core Portfolios, the robo-advisor offering from online broker E*TRADE. E*TRADE Core Portfolios uses low-cost ETFs.
SEC Settlement Reflects Continued Scrutiny Regarding Conflicts and Preferential Treatment | JD Supra
JD Supra· 4 days agoThe Adviser advised several separately managed accounts (SMAs) and a private investment fund (Fund) that primarily invested in film and television projects. The Fund’s portfolio ...
A Tense Election Isn’t Breaking Through on Wall Street. It’s Too Uncertain to Price.
Barrons.com· 1 day agoNo one wants to miss that. It’s also simplest to assume that another four years of Joe Biden will be...
The Federal Trade Commission Ban on Non-Competes and its Impact on Transitioning Representatives and...
JD Supra· 5 days agoOn April 23, 2024, the Federal Trade Commission (FTC) issued its final rule banning non-compete provisions nationwide (the Rule). While the FTC contends that non-competes keep wages low, suppress ...
9 Groups File New Suit Challenging DOL Fiduciary Rule Regs | ThinkAdvisor
ThinkAdvisor· 10 hours agoThe groups have accused the department of rushing to adopt the new retirement investment advice...
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