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I have $470,000 in investments. This year, my adviser wants over $4,000 to manage my money. Is it...
Market Watch· 6 days agoFees of 1% of assets under management are fairly standard, pros say, though you can negotiate less....
New T+1 settlement rules: How investors benefit
Bankrate via AOL· 2 days agoBetter technology enables faster settlement, but it’s also driven by “a preference by investors and advisors to shorten the T+2 settlement standard,”...
Kabosu, the original face of the Dogecoin (DOGE) meme, has passed away
Shacknews· 2 days agoThe inspiration for Dogecoin and the doge meme has passed away. RIP Kabosu.
SEC.gov | SEC Charges Ohio Broker-Dealer and Investment Adviser with Violations of Regulation BI and...
U.S. Securities and Exchange Commission· 5 days ago..., between June 30, 2020 and February 2022, Key Investment Services failed to comply with Regulation BI by recommending, through its registered representatives and investment adviser representatives, that certain of its brokerage customers andadvisory clients transfer securities from Key ...
Nearly Two Thirds of Employees are Financially Stressed, 70% Expect Employers to Help - The Morning...
The Morning Sun· 5 days agoOVERLAND PARK, Kan.--(BUSINESS WIRE)--May 21, 2024--America’s workforce is financially stressed out and it’s impacting nearly every aspect of their lives. Qualified Plan Advisors (QPA), a …
Money Market Account vs. Checking Account: What's The Difference? | Bankrate
Bankrate.com· 3 days agoTwo types of accounts that often cause confusion are money market accounts (MMAs) and checking...
E*TRADE Core Portfolios Review 2024: Pros, Cons and How It Compares - NerdWallet
Nerdwallet· 6 days agoNerdWallet reviews E*TRADE Core Portfolios, the robo-advisor offering from online broker E*TRADE. E*TRADE Core Portfolios uses low-cost ETFs.
SEC Settlement Reflects Continued Scrutiny Regarding Conflicts and Preferential Treatment | JD Supra
JD Supra· 5 days agoThe Adviser advised several separately managed accounts (SMAs) and a private investment fund (Fund) that primarily invested in film and television projects. The Fund’s portfolio ...
Millennium Asked Weiss to Cut Staff, Expel Clients in Talks
Bloomberg via Yahoo Finance· 8 hours ago(Bloomberg) -- Millennium Management demanded a number of significant changes at Weiss...
SEC.gov | SEC Charges California-Based Investment Adviser for Failing to Disclose and Address...
U.S. Securities and Exchange Commission· 6 days agoThe SEC's order finds that Putney recommended to its advisory clients variable annuity investments sponsored by insurance companies that paid upfront sales ...
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