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FinCEN and SEC Propose Rulemaking Requiring CIP for Investment Advisers | JD Supra
JD Supra· 7 days agoOn May 13th, the Financial Crimes Enforcement Network (FinCEN) and the Securities Exchange Commission (SEC) issued a joint notice of proposed rulemaking (NPRM) that would require SEC-registered ...
House Passes Digital Asset Market Structure Legislation: Financial Innovation and Technology for the...
JD Supra· 33 minutes agoOn May 22, 2024, the US House of Representatives passed H.R. 4763, the Financial Innovation and Technology for the 21st Century Act (FIT21), which would amend existing securities and commodity ...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 5 days agoI. INTRODUCTION - On May 13, 2024, the US Securities and Exchange Commission (“SEC”) and the US Department of the Treasury’s Financial...
The SREN Law: 5 Things to Know About New French Legislation to Supplement the EU Data Act, Digital...
JD Supra· 12 hours agoThe French government has adopted a law aimed at regulating digital services. The new SREN law (Loi Visant à Sécuriser et à Réguler l'Espace Numérique) adapts French legislation to new EU regulations ...
The Real ‘Deep State’
The Atlantic· 6 days agoBack in 2016, as revelations about Manafort’s work on behalf of pro-Kremlin politicians in Ukraine began appearing in the press, even Trump considered...
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 6 days agoIn this edition, you will find one new SEC rule on cybersecurity breaches, one proposed rule requiring advisers to adopt “customer identification...
‘Zero tolerance’ policing and tackling ‘woke madness’: Reform UK’s pledges at a glance
Daily Telegraph· 1 day agoReform accuses the Government of being “soft on crime” and paints a picture of “badly failing”...
JD Supra: UK Regulators Publish Approaches to AI Regulation in Financial Services
JD Supra· 2 days agoOn 22 April 2024, the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England published their strategic approaches to regulating AI in response to ...
JD Supra: Growing Clarity: FinCEN Continues to Update Beneficial Ownership Reporting FAQs
JD Supra· 6 days agoOn April 18, 2024, the Financial Crimes Enforcement Network (FinCEN) released further guidance regarding to Corporate Transparency Act compliance (CTA) by updating and expanding the Beneficial ...
DOJ Proposes to Reschedule Marijuana (Cannabis) to Schedule III | JD Supra
JD Supra· 6 days agoOn May 21, 2024, the US Department of Justice (DOJ) published the highly anticipated notice of proposed rulemaking (NPRM) to reschedule marijuana (cannabis) from a Schedule I controlled substance ...
