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Oops. Morgan Stanley pays $35 million fine after customer data turns up in hard drives owned by IT...
Fortune via Yahoo Finance· 2 years agoMost of us make IT blunders from time to time—but it’s not often that those mistakes are so...
Morgan Stanley (MS) Agrees to Pay $200M to Resolve SEC's Probe
Zacks via Yahoo Finance· 2 years agoMorgan Stanley MS has agreed to pay a $200-million fine (an amount which it had already set aside...
Morgan Stanley fined $6.5M over client data breach
Banking Dive via Yahoo Finance· 7 months agoDive Brief: Morgan Stanley will pay $6.5 million as part of a settlement with six state attorneys general over allegations the investment bank...
Morgan Stanley to pay $35 million to settle SEC charges it mishandled customer data
Reuters via Yahoo News· 2 years agoWASHINGTON (Reuters) -A Morgan Stanley unit has agreed to pay $35 million to settle Securities and...
Regulators want to know more about how Morgan Stanley vets wealthy clients, like a sanctioned...
Business Insider via Yahoo Finance· 2 months agoFederal regulators are probing Morgan Stanley's wealth-management business to find out more about...
An up to $1 billion fine may end the scandal that has captivated Wall Street
Semafor via Yahoo Finance· 7 months agoMorgan Stanley is in talks with the Justice Department and SEC and likely won’t have to plead guilty...
Morgan Stanley to pay $249M to resolve block-trading probe
Banking Dive via Yahoo Finance· 5 months agoThe bank signed a three-year nonprosecution agreement with the Justice Department. Former bank...
Outgoing Morgan Stanley CEO James Gorman, who saved the company after the 2008 financial crisis,...
Fortune via AOL· 5 months agoThis week marks the culmination of an unusually smooth executive transition for a Wall Street bank,...
Morgan Stanley CEO Gorman to hand reins to successor within a year
Reuters via Yahoo News· 1 year agoMorgan Stanley's James Gorman plans to step down as chief executive within a year but stay on as...
Morgan Stanley to pay $35M after hard drives with 15M customers' personal data turn up in auction
TechCrunch· 2 years agoThe U.S. Securities and Exchange Commission has agreed to settle charges against Morgan Stanley...
