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Oops. Morgan Stanley pays $35 million fine after customer data turns up in hard drives owned by IT...
Fortune via Yahoo Finance· 2 years agoMost of us make IT blunders from time to time—but it’s not often that those mistakes are so...
Morgan Stanley (MS) Agrees to Pay $200M to Resolve SEC's Probe
Zacks via Yahoo Finance· 2 years agoMorgan Stanley MS has agreed to pay a $200-million fine (an amount which it had already set aside...
Morgan Stanley fined $6.5M over client data breach
Banking Dive via Yahoo Finance· 7 months agoDive Brief: Morgan Stanley will pay $6.5 million as part of a settlement with six state attorneys general over allegations the investment bank...
Morgan Stanley to pay $35 million to settle SEC charges it mishandled customer data
Reuters via Yahoo News· 2 years agoWASHINGTON (Reuters) -A Morgan Stanley unit has agreed to pay $35 million to settle Securities and...
Regulators want to know more about how Morgan Stanley vets wealthy clients, like a sanctioned...
Business Insider via Yahoo Finance· 2 months agoFederal regulators are probing Morgan Stanley's wealth-management business to find out more about...
Morgan Stanley to pay $249M to resolve block-trading probe
Banking Dive via Yahoo Finance· 5 months agoThe bank signed a three-year nonprosecution agreement with the Justice Department. Former bank...
An up to $1 billion fine may end the scandal that has captivated Wall Street
Semafor via Yahoo Finance· 7 months agoMorgan Stanley is in talks with the Justice Department and SEC and likely won’t have to plead guilty...
Outgoing Morgan Stanley CEO James Gorman, who saved the company after the 2008 financial crisis,...
Fortune via AOL· 5 months agoThis week marks the culmination of an unusually smooth executive transition for a Wall Street bank,...
Morgan Stanley CEO Gorman to hand reins to successor within a year
Reuters via Yahoo News· 1 year agoMorgan Stanley's James Gorman plans to step down as chief executive within a year but stay on as...
Morgan Stanley to pay $35M after hard drives with 15M customers' personal data turn up in auction
TechCrunch· 2 years agoThe U.S. Securities and Exchange Commission has agreed to settle charges against Morgan Stanley...