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JD Supra: A Matter of Trust – DOL Issues Final Amendment Broadly Expanding Definition of Investment...
JD Supra· 5 hours agoSeyfarth Synopsis: On April 23, 2024, the Department of Labor released its latest attempt to amend its 1975 “fiduciary rule” and seven prohibited transaction class exemptions issued between ...
Buy These 3 Short-Term Government Bonds to Hedge Risk
Zacks via Yahoo Finance· 3 days agoThey are considered the safest in the bond fund category and are ideal for risk-averse investors....
Wash-sale rule: What is it, examples, and penalties
TheStreet via Yahoo Finance· 3 days agoRemember that the assets you sell can be similar to the assets you buy without violating the wash sale rule. For instance, you can sell a tech-based ...
Court Hands Private Equity, Hedge Funds a Win on SEC Fee Rules
The Wall Street Journal· 1 day agoA federal court in New Orleans handed Wall Street a win Wednesday, striking down a set of rules the...
Best Commodity ETFs of June 2024
GoBankingRates via AOL· 6 days agoOne of the main advantages of exchange-traded funds is that you can use them to gain exposure to a particular sector of the market. This is especially...
SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 2 days agoThe Proposed Rule would require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification programs (CIPs) ...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 7 days agoI. INTRODUCTION - On May 13, 2024, the US Securities and Exchange Commission (“SEC”) and the US Department of the Treasury’s Financial...
6 Common Mistakes You Should Avoid When Investing In Bonds
GoBankingRates via AOL· 5 days agoTraditional bonds are income investments. The issuer promises to make regular payments to...
The New Fiduciary Rule and Amended PTE 2020-02: Effective Date Considerations | JD Supra
JD Supra· 4 days agoThe DOL’s new fiduciary advice rule, effective September 23, 2024, will cause many one-time recommendations to be fiduciary advice. As a result, many more recommendations to retirement investors—private ...