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ED Delays Initial Financial Value Transparency and Gainful Employment Reporting Until October 1, and...
JD Supra· 21 hours agoOn March 29, 2024, the U.S. Department of Education delayed initial institutional reporting obligations under its Financial Value Transparency and Gainful ...
Velocity Solutions Leads the Industry in Promoting a "Fairness First" Approach to Overdraft &...
The Harrisonburg Daily News-Record· 7 days agoVelocity Solutions has launched an educational campaign encouraging community financial institutions to adopt a "Fairness First" approach to their overdraft ...
SEC: Financial orgs have 30 days to send data breach notifications
BleepingComputer· 5 days agoThe Securities and Exchange Commission (SEC) has adopted amendments to Regulation S-P that require certain financial institutions to ...
Gallagher Updates Regulation for Artificial Intelligence
Insurance Journal· 22 hours agoGallagher's Cyber practice remains laser focused on emerging technology and the potential for...
Reporting Requirements under the Corporate Transparency Act | JD Supra
JD Supra· 6 days agoThe Financial Crimes Enforcement Network of the Department of the Treasury (FinCEN) issued final regulations under the Corporate Transparency Act (CTA) ...
SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 21 hours agoThe proposed rule follows a FinCEN proposal issued earlier this year that would expressly include RIAs and ERAs in the definition of a “financial institution</ ...
Irregular Time - A Quasi-Proposed Rule on Incentive-Based Compensation | JD Supra
JD Supra· 21 hours agoFor the third time, federal agencies have issued a proposed rule to regulate incentive-based compensation paid by certain financial institutions and other ...
JD Supra: 2024 Federal Budget: Banking, Financial Services Highlights
JD Supra· 12 hours agoThe legislative amendments to implement the Budget’s policy goals will follow in the federal government’s Budget Implementation Act. Consumer-driven banking, more commonly known as open banking ...
The New Fiduciary Rule (33): The DOL’s Final PTE 84-24 | JD Supra
JD Supra· 2 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
Client Alert: A Second Wave: FinCEN and SEC Further Extend Investment Advisers’ AML Obligations with...
JD Supra· 3 days agoIf adopted, certain investment advisers would be required to establish and maintain a CIP similar to those of financial institutions such as banks and brokers ...