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SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 24 hours agoRegulation S-P is a set of privacy rules that govern how certain financial institutions handle nonpublic personal information. The adopted ...
SEC Adopts Modernizing Amendments to Regulation S-P to Enhance Protection of Customer Information |...
JD Supra· 24 hours agoThe amendments apply to broker-dealers (including funding portals), investment companies, SEC registered investment advisers...
Council Post: How AI Can Impact Onboarding At Financial Institutions
Forbes· 1 day agoBabu Sivadasan is the Co-Founder and CEO of JIFFY.ai, a no-code AI platform that enables enterprises...
Former NCUA Chairman Rodney Hood Joins DefenseStorm Board of Directors
PRWeb· 12 hours ago"Credit unions are evolving to meet the needs of their members and become more competitive, but those changes make them more vulnerable," says Hood. It's why I created a Senior Advisor to the NCUA Board for cyber issues.
SEC: Financial orgs have 30 days to send data breach notifications
BleepingComputer· 7 days agoThe Securities and Exchange Commission (SEC) has adopted amendments to Regulation S-P that require certain financial institutions to ...
Navigating Uncertain Waters: China's E-CNY Expansion Overseas And The Quest For Global Payment...
Forbes· 4 days agoIn recent years, China has embarked on an ambitious journey to redefine its role in the global ...
ED Delays Initial Financial Value Transparency and Gainful Employment Reporting Until October 1, and...
JD Supra· 2 days agoOn March 29, 2024, the U.S. Department of Education delayed initial institutional reporting obligations under its Financial Value Transparency and Gainful ...
Kristo Molina on Financial Institutions | JD Supra
JD Supra· 15 hours agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
The New Fiduciary Rule (33): The DOL’s Final PTE 84-24 | JD Supra
JD Supra· 4 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
Client Alert: A Second Wave: FinCEN and SEC Further Extend Investment Advisers’ AML Obligations with...
JD Supra· 4 days agoIf adopted, certain investment advisers would be required to establish and maintain a CIP similar to those of financial institutions such as banks and brokers ...