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‘High incidence’ of money laundering seen in gaming - BusinessWorld Online
BusinessWorld· 2 hours agoTHE PHILIPPINES is likely to exit the “gray list” of the Financial Action Task Force (FATF) soon...
SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 4 days agoRegulation S-P is a set of privacy rules that govern how certain financial institutions handle nonpublic personal information. The adopted ...
SEC Adopts Modernizing Amendments to Regulation S-P to Enhance Protection of Customer Information |...
JD Supra· 4 days agoThe amendments apply to broker-dealers (including funding portals), investment companies, SEC registered investment advisers...
The New Fiduciary Rule (33): The DOL’s Final PTE 84-24 | JD Supra
JD Supra· 6 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
Council Post: How AI Can Impact Onboarding At Financial Institutions
Forbes· 4 days agoBabu Sivadasan is the Co-Founder and CEO of JIFFY.ai, a no-code AI platform that enables enterprises...
Kristo Molina on Financial Institutions | JD Supra
JD Supra· 3 days agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
ED Delays Initial Financial Value Transparency and Gainful Employment Reporting Until October 1, and...
JD Supra· 5 days agoOn March 29, 2024, the U.S. Department of Education delayed initial institutional reporting obligations under its Financial Value Transparency and Gainful ...
Client Alert: A Second Wave: FinCEN and SEC Further Extend Investment Advisers’ AML Obligations with...
JD Supra· 7 days agoIf adopted, certain investment advisers would be required to establish and maintain a CIP similar to those of financial institutions such as banks and brokers ...
Navigating Uncertain Waters: China's E-CNY Expansion Overseas And The Quest For Global Payment...
Forbes· 7 days agoIn recent years, China has embarked on an ambitious journey to redefine its role in the global ...
EU/Luxembourg Update on the Regulation on Markets in Crypto-Assets and the Digital Operational...
The National Law Review· 2 days agoMiCA Update