Search results
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 23 hours agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 1 day agoThe SEC adopted extensive new requirements under Regulation S-P that will require broker-dealers, investment companies, registered investment advisers,...
SEC Enforcement Chief: 'It's No Longer Really a Question of If We'll Find Out About a Violation, but...
Law.com· 7 days ago“The most frequent question I get asked is, ‘What are the benefits of cooperating with the SEC?’”...
Halliburton (NYSE:HAL) Shares Sold by King Luther Capital Management Corp
ETF DAILY NEWS· 7 days agoThe firm owned 53,519 shares of the oilfield services company’s stock after selling 7,151 shares during the quarter. King Luther Capital Management Corp’s holdings in Halliburton were worth ...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 1 day agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory regime for the digital ...
Michael David Dunn Sells 1,200 Shares of Symbotic Inc. (NASDAQ:SYM) Stock
ETF DAILY NEWS· 5 days agoSymbotic Inc. (NASDAQ:SYM – Get Free Report) insider Michael David Dunn sold 1,200 shares of Symbotic stock in a transaction that occurred on Wednesday, May 22nd. Following ...
Internet mourns the death of Kabosu, the celebrity dog behind Dogecoin
TheStreet.com· 7 days agoThe dog's owner said that the face of Dogecoin was the "happiest dog in the world." The Japanese Shiba Inu dog that served as a 14-year meme and the face of Dogecoin has died of leukemia and liver disease, according to owner Atsuko Sato.
...Ethereum Rally Imminent, Says Analyst, Crucial DOGE-Tesla Reminder Issued by Insider: Crypto News...
Investing.com· 3 days ago3 key things to expect from Shiba Inu (SHIB) this weekFollowing a disturbing drawdown that happened...
EverCommerce CFO sells shares worth over $47,000 By Investing.com
Investing.com· 1 day agoThe transaction, which took place on May 28, 2024, involved the sale of 4,701 shares of common stock...
ONGOING DEADLINE ALERT: Faruqi & Faruqi, LLP Investigates Claims on Behalf of Investors of Global...
FOX21 Colorado Springs· 7 days agoFaruqi & Faruqi, LLP, a leading national securities law firm, is investigating potential claims against Global Cord Blood Corporation ("Global Cord" or the "Company") (NYSE: CO, OTC: CORBF) ...