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Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 1 day agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Musk Accused of $7.5 Billion of Insider Trades in Investor Suit
Bloomberg Law· 3 hours agoElon Musk had inside knowledge of a miss on production and delivery numbers that Tesla Inc. was facing when he sold more than $7.5 billion in stock in 2022, a shareholder in the electric vehicle maker claimed in a lawsuit.
JD Supra: Broker Dealer Regulatory Digest
JD Supra· 3 hours agoThe following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory ...
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 2 days agoThe SEC adopted extensive new requirements under Regulation S-P that will require broker-dealers, investment companies, registered investment advisers,...
Vizio executive sells over $419k in company stock By Investing.com
Investing.com· 7 days ago(NYSE:VZIO), recently sold a significant amount of company stock, transactions that are recorded in...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 2 days agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory regime for the digital ...
GM CEO Mary Barra sells $27.2m in stock, buys $11.2m worth By Investing.com
Investing.com· 22 hours agoGeneral Motors Co (NYSE:GM) CEO Mary Barra engaged in significant trading of company shares,...
Symbotic (NASDAQ:SYM) Shares Down 1.3% on Insider Selling
ETF DAILY NEWS· 6 days agoSymbotic Inc. (NASDAQ:SYM – Get Free Report)’s stock price fell 1.3% on Friday following insider selling activity. The company traded as low as $40.59 and last traded at $40.94 ...
...Ethereum Rally Imminent, Says Analyst, Crucial DOGE-Tesla Reminder Issued by Insider: Crypto News...
Investing.com· 4 days ago3 key things to expect from Shiba Inu (SHIB) this weekFollowing a disturbing drawdown that happened...
BNP Paribas Financial Markets Has $1.98 Million Holdings in Energizer Holdings, Inc. (NYSE:ENR)
ETF DAILY NEWS· 7 days agoThe fund owned 62,441 shares of the company’s stock after selling 4,920 shares during the quarter....
